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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDOT icon
901
Green Dot
GDOT
$766M
$366 ﹤0.01%
8
– –
ROL icon
902
Rollins
ROL
$17.6B
$344 ﹤0.01%
10
-4
-29% -$143
PEGA icon
903
Pegasystems
PEGA
$5.15B
$343 ﹤0.01%
6
– –
KEY icon
904
KeyCorp
KEY
$24.5B
$340 ﹤0.01%
17
-73
-81% -$1.41K
DECK icon
905
Deckers Outdoor
DECK
$12.4B
$330 ﹤0.01%
6
– –
AEIS icon
906
Advanced Energy
AEIS
$13.5B
$328 ﹤0.01%
3
– –
LOPE icon
907
Grand Canyon Education
LOPE
$3.7B
$321 ﹤0.01%
3
– –
RGT
908
Royce Global Value Trust
RGT
$101M
$316 ﹤0.01%
22
– –
TTC icon
909
Toro Company
TTC
$9.32B
$309 ﹤0.01%
3
– –
OXY.WS icon
910
Occidental Petroleum Corp Warrants
OXY.WS
$34.4B
$298 ﹤0.01%
25
– –
MTN icon
911
Vail Resorts
MTN
$5.29B
$292 ﹤0.01%
1
– –
BBBY
912
DELISTED
Bed Bath & Beyond Inc
BBBY
$292 ﹤0.01%
+10
New +$280
IGE icon
913
iShares North American Natural Resources ETF
IGE
$786M
$276 ﹤0.01%
10
+5
+100% +$132
SRE icon
914
Sempra
SRE
$56.2B
$265 ﹤0.01%
4
– –
CRUS icon
915
Cirrus Logic
CRUS
$6.11B
$254 ﹤0.01%
3
– –
TMUS icon
916
T-Mobile US
TMUS
$190B
$251 ﹤0.01%
+2
New +$252
QVCGA
917
DELISTED
QVC Group Inc Series A
QVCGA
– –
0
– –
RIG icon
918
Transocean
RIG
$6.37B
$245 ﹤0.01%
69
-601
-90% -$2.09K
TR icon
919
Tootsie Roll Industries
TR
$3.05B
$232 ﹤0.01%
8
– –
AFG icon
920
American Financial Group
AFG
$12B
$228 ﹤0.01%
2
-1
-33% -$103
TUP
921
DELISTED
Tupperware Brands Corporation
TUP
$211 ﹤0.01%
8
– –
NML
922
Neuberger Energy Infrastructure and Income Fund Inc
NML
$603M
$206 ﹤0.01%
49
– –
ICUI icon
923
ICU Medical
ICUI
$4.48B
$205 ﹤0.01%
1
– –
PJT icon
924
PJT Partners
PJT
$4.36B
$203 ﹤0.01%
3
– –
FIZZ icon
925
National Beverage
FIZZ
$2.9B
$196 ﹤0.01%
4
– –
35 36
37
38 39

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NP
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IFA
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GF
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WCMNY
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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.