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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
851
Baidu
BIDU
$35.6B
$870 ﹤0.01%
4
– –
ALR
852
DELISTED
AlerisLife Inc
ALR
$869 ﹤0.01%
142
-6
-4% -$43
ALRM icon
853
Alarm.com
ALRM
$2.72B
$864 ﹤0.01%
10
– –
JBGS
854
JBG SMITH
JBGS
$691M
$858 ﹤0.01%
27
– –
G icon
855
Genpact
G
$5.7B
$856 ﹤0.01%
20
– –
ALC icon
856
Alcon
ALC
$35.6B
$842 ﹤0.01%
12
+2
+20% +$142
BSCN
857
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$827 ﹤0.01%
38
+19
+100% +$415
BBHY icon
858
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$618M
$825 ﹤0.01%
+16
New +$828
GERN icon
859
Geron
GERN
$1.01B
$798 ﹤0.01%
505
-760
-60% -$1.36K
COLD icon
860
Americold
COLD
$4.17B
$769 ﹤0.01%
20
– –
SJM icon
861
J.M. Smucker
SJM
$12.7B
$759 ﹤0.01%
6
– –
PRSP
862
DELISTED
Perspecta Inc. Common Stock
PRSP
$755 ﹤0.01%
26
– –
GRTS
863
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
$754 ﹤0.01%
+80
New +$1.1K
GNW icon
864
Genworth Financial
GNW
$3.79B
$730 ﹤0.01%
220
– –
HRZN icon
865
Horizon Technology Finance
HRZN
$333M
$719 ﹤0.01%
50
– –
TECK icon
866
Teck Resources
TECK
$32.4B
$710 ﹤0.01%
37
– –
WB icon
867
Weibo
WB
$1.91B
$706 ﹤0.01%
14
– –
EQIX icon
868
Equinix
EQIX
$105B
$680 ﹤0.01%
1
– –
NOC icon
869
Northrop Grumman
NOC
$82B
$647 ﹤0.01%
2
+1
+100% +$301
BSCQ icon
870
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$639 ﹤0.01%
30
+15
+100% +$324
ABMD
871
DELISTED
Abiomed Inc
ABMD
$637 ﹤0.01%
2
– –
FFIV icon
872
F5
FFIV
$24B
$626 ﹤0.01%
3
– –
MCHP icon
873
Microchip Technology
MCHP
$43.1B
$621 ﹤0.01%
8
-2
-20% -$149
ULTA icon
874
Ulta Beauty
ULTA
$22.9B
$618 ﹤0.01%
2
– –
CHI
875
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$611 ﹤0.01%
+43
New +$609
33 34
35
36 37

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NP
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IFA
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WCMNY
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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.