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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
+$5.94M
Cap. Flow %
3.11%
Top 10 Hldgs %
73.65%
Holding
879
New
63
Increased
99
Reduced
144
Closed
65

Top Buys

Rank Stock Value
1
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$1.31M
2
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$923K
3
MAIN icon
Main Street Capital
MAIN
+$718K
4
HTGC icon
Hercules Capital
HTGC
+$634K
5
ARCC icon
Ares Capital
ARCC
+$568K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$283K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$264K
3
JNJ icon
Johnson & Johnson
JNJ
+$139K
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$119K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$118K

Sector Composition

Rank Sector Weight
1 Financials 42.9%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRI
851
DELISTED
NutriSystem, Inc.
NTRI
$0 ﹤0.01%
10
– –
BSCI
852
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-15
Closed –
BSJI
853
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
– –
-1,129
Closed -$28K
ESRX
854
DELISTED
Express Scripts Holding Company
ESRX
– –
-195
Closed -$19K
CCT
855
DELISTED
Corporate Capital Trust, Inc.
CCT
– –
-999
Closed -$15K
BCS.PRD.CL
856
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– –
-417
Closed -$11K
LHO
857
DELISTED
LaSalle Hotel Properties
LHO
– –
-3
Closed –
PX
858
DELISTED
Praxair Inc
PX
– –
-49
Closed -$8K
PF
859
DELISTED
Pinnacle Foods, Inc.
PF
– –
-4
Closed –
KMI.PRA
860
DELISTED
Kinder Morgan, Inc.
KMI.PRA
– –
-45
Closed -$1K
SHLD
861
DELISTED
Sears Holding Corporation
SHLD
– –
-45
Closed –
ETP
862
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-550
Closed -$12K
WIN
863
DELISTED
Windstream Holdings Inc
WIN
– –
-20
Closed –
WSTL
864
DELISTED
Westell Technologies Inc
WSTL
$0 ﹤0.01%
179
– –
CRC
865
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
2
– –
CTIC
866
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
33
– –
CA
867
DELISTED
CA, Inc.
CA
– –
-28
Closed -$1K
BSCN
868
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$0 ﹤0.01%
19
– –
JRO
869
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$0 ﹤0.01%
43
– –
FTR
870
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
12
– –
PSAU
871
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$0 ﹤0.01%
10
– –
IBDH
872
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
– –
-1,112
Closed -$28K
DOC
873
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-500
Closed -$8K
GCVRZ
874
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
10
– –
NES
875
DELISTED
Nuverra Environmental Solutions, Inc. Common Stock
NES
$0 ﹤0.01%
24
– –
32 33 34
35
36

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NP
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Sound Income Strategies's Q4 2018 Portfolio in Review

As of Q4 2018, Sound Income Strategies held 879 positions worth $191M, down 6.9% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Sound Income Strategies deployed $5.94M of net new capital in Q4 2018, opening 63 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock TCP Capital: 26,339 shares worth $343K.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 44% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $283K trimmed.

  • Sound Income Strategies's largest Q4 2018 buy was BlackRock TCP Capital: 26,339 shares worth $343K.
  • Sound Income Strategies added most to VanEck Emerging Markets High Yield Bond ETF in Q4 2018, an estimated $1.31M increase.
  • Sound Income Strategies's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $283K.
  • Sound Income Strategies fully exited American Express in Q4 2018, selling an estimated $48K.
  • Sound Income Strategies's ten largest holdings make up 74% of its $191M portfolio in Q4 2018.
  • Sound Income Strategies opened 63 new positions and closed 65 in Q4 2018.
  • Sound Income Strategies's portfolio value fell 6.9% quarter-over-quarter to $191M.

Based on Sound Income Strategies's 13F filing for Q4 2018, filed 8 Jan 2019.