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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVI
801
DELISTED
Retail Value Inc. Common Shares
RVI
$0 ﹤0.01%
76
– –
WORK
802
DELISTED
Slack Technologies, Inc.
WORK
– –
-300
Closed -$7K
PRSP
803
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
9
– –
APHA
804
DELISTED
Aphria Inc. Common Shares
APHA
– –
-200
Closed -$1K
ZAGG
805
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
50
– –
AIG.WS
806
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
1
– –
ZAYO
807
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$0 ﹤0.01%
7
– –
WCG
808
DELISTED
Wellcare Health Plans, Inc.
WCG
$0 ﹤0.01%
1
– –
SMTA
809
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$0 ﹤0.01%
187
– –
ARTX
810
DELISTED
Arotech Corporation
ARTX
– –
-200
Closed -$1K
BSJJ
811
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-96
Closed -$2K
BSCJ
812
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-55
Closed -$1K
STI
813
DELISTED
SunTrust Banks, Inc.
STI
– –
-235
Closed -$16K
BPL
814
DELISTED
Buckeye Partners, L.P.
BPL
– –
-40
Closed -$2K
VSM
815
DELISTED
Versum Materials, Inc.
VSM
– –
-29
Closed -$2K
WSTL
816
DELISTED
Westell Technologies Inc
WSTL
$0 ﹤0.01%
179
– –
CRC
817
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
5
+3
+150% +$24
CTIC
818
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
33
– –
BSCN
819
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$0 ﹤0.01%
19
– –
YELL
820
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
+85
New +$292
JRO
821
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$0 ﹤0.01%
43
– –
FTR
822
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
12
– –
IBDK
823
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
– –
-94
Closed -$2K
NES
824
DELISTED
Nuverra Environmental Solutions, Inc. Common Stock
NES
$0 ﹤0.01%
24
– –
AIM
825
AIM ImmunoTech
AIM
$6.92M
– –
0
– –
29 30 31 32
33

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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.