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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$41.7M
Cap. Flow
+$36.1M
Cap. Flow %
10.91%
Top 10 Hldgs %
79.76%
Holding
812
New
51
Increased
132
Reduced
95
Closed
50

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.57M
2
GBDC icon
Golub Capital BDC
GBDC
+$3.49M
3
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.39M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.13M
5
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$3.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$329K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$279K
3
OKE icon
Oneok
OKE
+$185K
4
ATO icon
Atmos Energy
ATO
+$179K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$178K

Sector Composition

Rank Sector Weight
1 Financials 47.02%
2 Technology 3.1%
3 Healthcare 1.89%
4 Consumer Staples 1.81%
5 Consumer Discretionary 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WP
801
DELISTED
Worldpay, Inc.
WP
– –
-12
Closed -$1K
GM.WS.B
802
DELISTED
General Motors Company
GM.WS.B
– –
-37
Closed -$1K
NAVB
803
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$0 ﹤0.01%
599
– –
WSTL
804
DELISTED
Westell Technologies Inc
WSTL
$0 ﹤0.01%
179
– –
CRC
805
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
2
– –
CTIC
806
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
33
– –
BSCN
807
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$0 ﹤0.01%
19
– –
JRO
808
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$0 ﹤0.01%
43
– –
FTR
809
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
12
– –
SDR
810
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-5,000
Closed -$3K
NES
811
DELISTED
Nuverra Environmental Solutions, Inc. Common Stock
NES
$0 ﹤0.01%
24
– –
AIM
812
AIM ImmunoTech
AIM
$7.13M
– –
0
– –
29 30 31 32
33

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NP
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IFA
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GF
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WCMNY
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Sound Income Strategies's Q3 2019 Portfolio in Review

As of Q3 2019, Sound Income Strategies held 812 positions worth $331M, up 14% from $289M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $36.1M of net new capital in Q3 2019, opening 51 new positions and adding to 132 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $329K trimmed.

  • Sound Income Strategies's largest Q3 2019 buy was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2019, an estimated $4.57M increase.
  • Sound Income Strategies's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $329K.
  • Sound Income Strategies fully exited Atmos Energy in Q3 2019, selling an estimated $179K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $331M portfolio in Q3 2019.
  • Sound Income Strategies opened 51 new positions and closed 50 in Q3 2019.
  • Sound Income Strategies's portfolio value rose 14% quarter-over-quarter to $331M.

Based on Sound Income Strategies's 13F filing for Q3 2019, filed 4 Oct 2019.