SIS

Sound Income Strategies Portfolio holdings

AUM $2.11B
1-Year Est. Return 5.59%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+5.59%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
879
New
Increased
Reduced
Closed

Top Buys

1
+$1.31M
2
+$923K
3
+$718K
4
HTGC icon
Hercules Capital
HTGC
+$634K
5
ARCC icon
Ares Capital
ARCC
+$568K

Top Sells

1
+$283K
2
+$264K
3
+$139K
4
VB icon
Vanguard Small-Cap ETF
VB
+$119K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$118K

Sector Composition

1 Financials 42.9%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
801
– –
-12
802
$0 ﹤0.01%
13
-600
803
– –
-360
804
– –
-420
805
$0 ﹤0.01%
5
806
$0 ﹤0.01%
+5
807
$0 ﹤0.01%
5
808
$0 ﹤0.01%
1
809
$0 ﹤0.01%
1
810
– –
-170
811
$0 ﹤0.01%
5
812
– –
-6
813
$0 ﹤0.01%
14
814
$0 ﹤0.01%
1
815
– –
-280
816
$0 ﹤0.01%
2
817
$0 ﹤0.01%
8
818
$0 ﹤0.01%
3
819
$0 ﹤0.01%
4
820
$0 ﹤0.01%
5
821
$0 ﹤0.01%
1
822
$0 ﹤0.01%
10
823
$0 ﹤0.01%
3
824
$0 ﹤0.01%
10
825
$0 ﹤0.01%
2
31 32
33
34 35