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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
+$5.94M
Cap. Flow %
3.11%
Top 10 Hldgs %
73.65%
Holding
879
New
63
Increased
99
Reduced
144
Closed
65

Top Buys

Rank Stock Value
1
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$1.31M
2
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$923K
3
MAIN icon
Main Street Capital
MAIN
+$718K
4
HTGC icon
Hercules Capital
HTGC
+$634K
5
ARCC icon
Ares Capital
ARCC
+$568K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$283K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$264K
3
JNJ icon
Johnson & Johnson
JNJ
+$139K
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$119K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$118K

Sector Composition

Rank Sector Weight
1 Financials 42.9%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMV icon
801
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$195M
– –
-128
Closed -$7K
TR icon
802
Tootsie Roll Industries
TR
$3.05B
$0 ﹤0.01%
9
– –
TTC icon
803
Toro Company
TTC
$9.32B
$0 ﹤0.01%
3
– –
TTD icon
804
Trade Desk
TTD
$6.34B
$0 ﹤0.01%
40
– –
TU icon
805
Telus
TU
$15B
$0 ﹤0.01%
10
– –
TZA icon
806
Direxion Daily Small Cap Bear 3x ETF
TZA
$200M
– –
0
– –
ULTA icon
807
Ulta Beauty
ULTA
$22.9B
$0 ﹤0.01%
2
– –
USB icon
808
US Bancorp
USB
$101B
– –
-84
Closed -$4K
UVXY icon
809
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$276M
– –
0
– -$22K
VCSH icon
810
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
– –
-15
Closed -$1K
VEA icon
811
Vanguard FTSE Developed Markets ETF
VEA
$238B
– –
-84
Closed -$4K
WABC icon
812
Westamerica Bancorp
WABC
$1.38B
$0 ﹤0.01%
8
– –
WBD icon
813
Warner Bros
WBD
$69.3B
$0 ﹤0.01%
4
– –
XLE icon
814
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$0 ﹤0.01%
16
-100
-86% -$3.35K
QVCGA
815
DELISTED
QVC Group Inc Series A
QVCGA
– –
0
– –
TPC
816
Tutor Perini Cor
TPC
$5.05B
$0 ﹤0.01%
5
– –
TUP
817
DELISTED
Tupperware Brands Corporation
TUP
$0 ﹤0.01%
8
– –
OSG
818
DELISTED
Overseas Shipholding Group Inc.
OSG
$0 ﹤0.01%
33
– –
LTRPA
819
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
2
– –
SVVC
820
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$0 ﹤0.01%
+10
New +$134
FFSG
821
DELISTED
FormulaFolios Smart Growth ETF
FFSG
– –
-98
Closed -$3K
ISEE
822
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$0 ﹤0.01%
250
– –
GER
823
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-158
Closed -$9K
BBBY
824
DELISTED
Bed Bath & Beyond Inc
BBBY
$0 ﹤0.01%
10
– –
AUY
825
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
35
+10
+40% +$23
31 32
33
34 35

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Sound Income Strategies's Q4 2018 Portfolio in Review

As of Q4 2018, Sound Income Strategies held 879 positions worth $191M, down 6.9% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Sound Income Strategies deployed $5.94M of net new capital in Q4 2018, opening 63 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock TCP Capital: 26,339 shares worth $343K.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 44% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $283K trimmed.

  • Sound Income Strategies's largest Q4 2018 buy was BlackRock TCP Capital: 26,339 shares worth $343K.
  • Sound Income Strategies added most to VanEck Emerging Markets High Yield Bond ETF in Q4 2018, an estimated $1.31M increase.
  • Sound Income Strategies's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $283K.
  • Sound Income Strategies fully exited American Express in Q4 2018, selling an estimated $48K.
  • Sound Income Strategies's ten largest holdings make up 74% of its $191M portfolio in Q4 2018.
  • Sound Income Strategies opened 63 new positions and closed 65 in Q4 2018.
  • Sound Income Strategies's portfolio value fell 6.9% quarter-over-quarter to $191M.

Based on Sound Income Strategies's 13F filing for Q4 2018, filed 8 Jan 2019.