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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$41.7M
Cap. Flow
+$36.1M
Cap. Flow %
10.91%
Top 10 Hldgs %
79.76%
Holding
812
New
51
Increased
132
Reduced
95
Closed
50

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.57M
2
GBDC icon
Golub Capital BDC
GBDC
+$3.49M
3
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.39M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.13M
5
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$3.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$329K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$279K
3
OKE icon
Oneok
OKE
+$185K
4
ATO icon
Atmos Energy
ATO
+$179K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$178K

Sector Composition

Rank Sector Weight
1 Financials 47.02%
2 Technology 3.1%
3 Healthcare 1.89%
4 Consumer Staples 1.81%
5 Consumer Discretionary 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USHY icon
776
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$0 ﹤0.01%
3
– –
UTL icon
777
Unitil
UTL
$984M
– –
-400
Closed -$24K
VBR icon
778
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
– –
-102
Closed -$13K
VV icon
779
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
– –
-63
Closed -$8K
WABC icon
780
Westamerica Bancorp
WABC
$1.38B
$0 ﹤0.01%
8
– –
XEL icon
781
Xcel Energy
XEL
$49.1B
$0 ﹤0.01%
2
-1,400
-100% -$87.2K
XLE icon
782
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
– –
-300
Closed -$10K
TUP
783
DELISTED
Tupperware Brands Corporation
TUP
$0 ﹤0.01%
8
– –
ISEE
784
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$0 ﹤0.01%
250
– –
SWIR
785
DELISTED
Sierra Wireless
SWIR
$0 ﹤0.01%
7
– –
ABMD
786
DELISTED
Abiomed Inc
ABMD
$0 ﹤0.01%
2
– –
GCP
787
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-325
Closed -$7K
COHR
788
DELISTED
Coherent Inc
COHR
$0 ﹤0.01%
2
– –
TVTY
789
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$0 ﹤0.01%
2
– –
RVI
790
DELISTED
Retail Value Inc. Common Shares
RVI
$0 ﹤0.01%
76
– –
PRSP
791
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
9
– –
GLUU
792
DELISTED
Glu Mobile Inc.
GLUU
– –
-750
Closed -$5K
ZAGG
793
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
50
– –
AIG.WS
794
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
1
– –
PER
795
DELISTED
SANDRIDGE PERMIAN TRUST
PER
– –
-5,000
Closed -$9K
ZAYO
796
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$0 ﹤0.01%
7
– –
WCG
797
DELISTED
Wellcare Health Plans, Inc.
WCG
$0 ﹤0.01%
1
– –
MBTF
798
DELISTED
MBT Financial Corporation
MBTF
– –
-327
Closed -$3K
APU
799
DELISTED
AmeriGas Partners, L.P.
APU
– –
-57
Closed -$2K
DCUD
800
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-40
Closed -$2K
29 30 31
32
33

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Sound Income Strategies's Q3 2019 Portfolio in Review

As of Q3 2019, Sound Income Strategies held 812 positions worth $331M, up 14% from $289M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $36.1M of net new capital in Q3 2019, opening 51 new positions and adding to 132 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $329K trimmed.

  • Sound Income Strategies's largest Q3 2019 buy was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2019, an estimated $4.57M increase.
  • Sound Income Strategies's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $329K.
  • Sound Income Strategies fully exited Atmos Energy in Q3 2019, selling an estimated $179K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $331M portfolio in Q3 2019.
  • Sound Income Strategies opened 51 new positions and closed 50 in Q3 2019.
  • Sound Income Strategies's portfolio value rose 14% quarter-over-quarter to $331M.

Based on Sound Income Strategies's 13F filing for Q3 2019, filed 4 Oct 2019.