SIS

Sound Income Strategies Portfolio holdings

AUM $1.83B
1-Year Est. Return 2.74%
This Quarter Est. Return
1 Year Est. Return
+2.74%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
879
New
Increased
Reduced
Closed

Top Buys

1
+$1.3M
2
+$897K
3
+$653K
4
HTGC icon
Hercules Capital
HTGC
+$575K
5
ARCC icon
Ares Capital
ARCC
+$535K

Top Sells

1
+$261K
2
+$245K
3
+$129K
4
PFE icon
Pfizer
PFE
+$117K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$112K

Sector Composition

1 Financials 42.89%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
776
$0 ﹤0.01%
31
777
– –
-20
778
$0 ﹤0.01%
3
779
$0 ﹤0.01%
2
780
– –
-150
781
– –
-387
782
$0 ﹤0.01%
3
783
$0 ﹤0.01%
2
784
$0 ﹤0.01%
2
785
$0 ﹤0.01%
2
786
– –
-450
787
$0 ﹤0.01%
12
788
$0 ﹤0.01%
2
789
– –
-19
790
$0 ﹤0.01%
1
791
$0 ﹤0.01%
15
792
$0 ﹤0.01%
2
793
$0 ﹤0.01%
1
794
– –
-235
795
$0 ﹤0.01%
+2
796
$0 ﹤0.01%
1
797
$0 ﹤0.01%
100
798
$0 ﹤0.01%
1
799
$0 ﹤0.01%
12
-400
800
$0 ﹤0.01%
1
30 31
32
33 34