SIS

Sound Income Strategies Portfolio holdings

AUM $1.74B
1-Year Return 5.13%
This Quarter Return
+1.72%
1 Year Return
+5.13%
3 Year Return
+23.88%
5 Year Return
+44.95%
10 Year Return
–
AUM
$289M
AUM Growth
+$69.9M
Cap. Flow
+$66.8M
Cap. Flow %
23.09%
Top 10 Hldgs %
78.59%
Holding
818
New
48
Increased
111
Reduced
119
Closed
56

Top Buys

1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$9.06M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
$7.13M
3
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
$6.15M
4
GBDC icon
Golub Capital BDC
GBDC
$5.92M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
$5.9M

Top Sells

1
BA icon
Boeing
BA
$1.32M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$702K
3
FSK icon
FS KKR Capital
FSK
$684K
4
GAIN icon
Gladstone Investment Corp
GAIN
$627K
5
HRZN icon
Horizon Technology Finance
HRZN
$429K

Sector Composition

1 Financials 45.26%
2 Technology 3.02%
3 Healthcare 2.03%
4 Consumer Staples 1.71%
5 Energy 1.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BKH icon
701
Black Hills Corp
BKH
$4.34B
$0 ﹤0.01%
1
– –
EME icon
702
Emcor
EME
$28.7B
$0 ﹤0.01%
3
– –
ESGE icon
703
iShares ESG Aware MSCI EM ETF
ESGE
$5.09B
– –
-540
Closed -$18K
EWX icon
704
SPDR S&P Emerging Markets Small Cap ETF
EWX
$711M
– –
-46
Closed -$2K
FDN icon
705
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.3B
– –
-72
Closed -$10K
FFC
706
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$785M
$0 ﹤0.01%
2
– –
FIZZ icon
707
National Beverage
FIZZ
$3.87B
$0 ﹤0.01%
4
– –
FLRN icon
708
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.78B
– –
-499
Closed -$15K
FTV icon
709
Fortive
FTV
$16.1B
– –
-216
Closed -$15K
FVD icon
710
First Trust Value Line Dividend Fund
FVD
$9.15B
– –
-221
Closed -$7K
GAIN icon
711
Gladstone Investment Corp
GAIN
$540M
– –
-54,076
Closed -$627K
GDOT icon
712
Green Dot
GDOT
$759M
$0 ﹤0.01%
8
– –
GDX icon
713
VanEck Gold Miners ETF
GDX
$19.4B
$0 ﹤0.01%
13
– –
GEL icon
714
Genesis Energy
GEL
$2.04B
– –
-150
Closed -$3K
GTX icon
715
Garrett Motion
GTX
$2.66B
$0 ﹤0.01%
4
– –
HLI icon
716
Houlihan Lokey
HLI
$13.9B
$0 ﹤0.01%
5
– –
HP icon
717
Helmerich & Payne
HP
$2.07B
– –
-28
Closed -$2K
HSDT icon
718
Helius Medical Technologies
HSDT
$6.46M
– –
0
– -$1K
HUSA icon
719
Houston American Energy
HUSA
$267M
$0 ﹤0.01%
1
– –
HYS icon
720
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.44B
– –
-28
Closed -$3K
ICUI icon
721
ICU Medical
ICUI
$3.1B
$0 ﹤0.01%
1
– –
IR icon
722
Ingersoll Rand
IR
$31.5B
– –
-4
Closed –
ITRN icon
723
Ituran Location and Control
ITRN
$674M
$0 ﹤0.01%
5
– –
IVE icon
724
iShares S&P 500 Value ETF
IVE
$41.2B
$0 ﹤0.01%
4
– –
JKHY icon
725
Jack Henry & Associates
JKHY
$11.8B
$0 ﹤0.01%
1
– –
27 28
29
30 31