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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
+$5.94M
Cap. Flow %
3.11%
Top 10 Hldgs %
73.65%
Holding
879
New
63
Increased
99
Reduced
144
Closed
65

Top Buys

Rank Stock Value
1
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$1.31M
2
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$923K
3
MAIN icon
Main Street Capital
MAIN
+$718K
4
HTGC icon
Hercules Capital
HTGC
+$634K
5
ARCC icon
Ares Capital
ARCC
+$568K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$283K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$264K
3
JNJ icon
Johnson & Johnson
JNJ
+$139K
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$119K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$118K

Sector Composition

Rank Sector Weight
1 Financials 42.9%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EURL icon
701
Direxion Daily FTSE Europe Bull 3x ETF
EURL
$53.8M
$0 ﹤0.01%
23
– –
EVT icon
702
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.18B
– –
-20
Closed –
EXEL icon
703
Exelixis
EXEL
$12.5B
$0 ﹤0.01%
8
– –
FIZZ icon
704
National Beverage
FIZZ
$2.9B
$0 ﹤0.01%
4
– –
FSLR icon
705
First Solar
FSLR
$24.4B
$0 ﹤0.01%
1
– –
FTCS icon
706
First Trust Capital Strength ETF
FTCS
$7.97B
– –
-200
Closed -$11K
FXD icon
707
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
– –
-15
Closed -$1K
FXL icon
708
First Trust Technology AlphaDEX Fund
FXL
$2.84B
– –
-12
Closed -$1K
GDX icon
709
VanEck Gold Miners ETF
GDX
$27.8B
$0 ﹤0.01%
13
-600
-98% -$11.8K
GEO icon
710
The GEO Group
GEO
$4.14B
– –
-360
Closed -$9K
GLAD icon
711
Gladstone Capital
GLAD
$444M
– –
-420
Closed -$8K
B
712
Barrick Mining
B
$67.9B
$0 ﹤0.01%
5
– –
GTX icon
713
Garrett Motion
GTX
$5.47B
$0 ﹤0.01%
+5
New +$68
HLI icon
714
Houlihan Lokey
HLI
$8.63B
$0 ﹤0.01%
5
– –
AGIG
715
Abundia Global Impact Group
AGIG
$38.3M
$0 ﹤0.01%
1
– –
ICUI icon
716
ICU Medical
ICUI
$4.48B
$0 ﹤0.01%
1
– –
IRM icon
717
Iron Mountain
IRM
$37B
– –
-170
Closed -$6K
ITRN icon
718
Ituran Location and Control
ITRN
$1.07B
$0 ﹤0.01%
5
– –
IWV icon
719
iShares Russell 3000 ETF
IWV
$20.4B
– –
-6
Closed -$1K
JCI icon
720
Johnson Controls International
JCI
$92.6B
$0 ﹤0.01%
14
– –
JKHY icon
721
Jack Henry & Associates
JKHY
$10.8B
$0 ﹤0.01%
1
– –
KBWD icon
722
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
– –
-280
Closed -$6K
KDP icon
723
Keurig Dr Pepper
KDP
$40.2B
$0 ﹤0.01%
2
– –
KEYS icon
724
Keysight
KEYS
$60.6B
$0 ﹤0.01%
8
– –
KHC icon
725
Kraft Heinz
KHC
$29.1B
$0 ﹤0.01%
3
– –
27 28
29
30 31

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NP
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IFA
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GF
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WCMNY
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Sound Income Strategies's Q4 2018 Portfolio in Review

As of Q4 2018, Sound Income Strategies held 879 positions worth $191M, down 6.9% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Sound Income Strategies deployed $5.94M of net new capital in Q4 2018, opening 63 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock TCP Capital: 26,339 shares worth $343K.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 44% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $283K trimmed.

  • Sound Income Strategies's largest Q4 2018 buy was BlackRock TCP Capital: 26,339 shares worth $343K.
  • Sound Income Strategies added most to VanEck Emerging Markets High Yield Bond ETF in Q4 2018, an estimated $1.31M increase.
  • Sound Income Strategies's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $283K.
  • Sound Income Strategies fully exited American Express in Q4 2018, selling an estimated $48K.
  • Sound Income Strategies's ten largest holdings make up 74% of its $191M portfolio in Q4 2018.
  • Sound Income Strategies opened 63 new positions and closed 65 in Q4 2018.
  • Sound Income Strategies's portfolio value fell 6.9% quarter-over-quarter to $191M.

Based on Sound Income Strategies's 13F filing for Q4 2018, filed 8 Jan 2019.