SIS

Sound Income Strategies Portfolio holdings

AUM $1.74B
1-Year Return 5.13%
This Quarter Return
+1.72%
1 Year Return
+5.13%
3 Year Return
+23.88%
5 Year Return
+44.95%
10 Year Return
–
AUM
$289M
AUM Growth
+$69.9M
Cap. Flow
+$66.8M
Cap. Flow %
23.09%
Top 10 Hldgs %
78.59%
Holding
818
New
48
Increased
111
Reduced
119
Closed
56

Top Buys

1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$9.06M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
$7.13M
3
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
$6.15M
4
GBDC icon
Golub Capital BDC
GBDC
$5.92M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
$5.9M

Top Sells

1
BA icon
Boeing
BA
$1.32M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$702K
3
FSK icon
FS KKR Capital
FSK
$684K
4
GAIN icon
Gladstone Investment Corp
GAIN
$627K
5
HRZN icon
Horizon Technology Finance
HRZN
$429K

Sector Composition

1 Financials 45.26%
2 Technology 3.02%
3 Healthcare 2.03%
4 Consumer Staples 1.71%
5 Energy 1.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMTA
651
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$1K ﹤0.01%
167
+33
+25% +$198
BSCJ
652
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1K ﹤0.01%
55
– –
VSM
653
DELISTED
Versum Materials, Inc.
VSM
$1K ﹤0.01%
29
-22
-43% -$759
WP
654
DELISTED
Worldpay, Inc.
WP
$1K ﹤0.01%
12
– –
GM.WS.B
655
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
37
– –
BSCK
656
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1K ﹤0.01%
29
– –
WRK
657
DELISTED
WestRock Company
WRK
– –
-26
Closed -$1K
GLOP
658
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-300
Closed -$7K
ISEE
659
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$0 ﹤0.01%
250
– –
AUY
660
DELISTED
Yamana Gold, Inc.
AUY
– –
-68
Closed –
SWIR
661
DELISTED
Sierra Wireless
SWIR
$0 ﹤0.01%
7
– –
CDK
662
DELISTED
CDK Global, Inc.
CDK
– –
-8
Closed –
COHR
663
DELISTED
Coherent Inc
COHR
$0 ﹤0.01%
2
– –
TVTY
664
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$0 ﹤0.01%
2
– –
CERN
665
DELISTED
Cerner Corp
CERN
– –
-200
Closed -$11K
RVI
666
DELISTED
Retail Value Inc. Common Shares
RVI
$0 ﹤0.01%
76
– –
PRSP
667
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
9
– –
GMLP
668
DELISTED
Golar LNG Partners LP
GMLP
– –
-200
Closed -$3K
ZAGG
669
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
50
– –
AIG.WS
670
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
1
– –
MNK
671
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-21
Closed –
ZAYO
672
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$0 ﹤0.01%
7
– –
WCG
673
DELISTED
Wellcare Health Plans, Inc.
WCG
$0 ﹤0.01%
1
– –
ARTX
674
DELISTED
Arotech Corporation
ARTX
$0 ﹤0.01%
200
– –
APC
675
DELISTED
Anadarko Petroleum
APC
– –
-160
Closed -$7K
25 26
27
28 29