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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
626
Charles Schwab
SCHW
$190B
$4.82K ﹤0.01%
74
+13
+21% +$788
SCHK icon
627
Schwab 1000 Index ETF
SCHK
$5.98B
$4.81K ﹤0.01%
+244
New +$4.71K
TRGP icon
628
Targa Resources
TRGP
$57.2B
$4.76K ﹤0.01%
150
– –
SPIB icon
629
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$4.71K ﹤0.01%
+130
New +$4.77K
NRG icon
630
NRG Energy
NRG
$25.2B
$4.68K ﹤0.01%
124
+18
+17% +$716
STM icon
631
STMicroelectronics
STM
$48.1B
$4.68K ﹤0.01%
122
– –
GEF icon
632
Greif
GEF
$5.03B
$4.67K ﹤0.01%
+82
New +$4.22K
SCHD icon
633
Schwab US Dividend Equity ETF
SCHD
$108B
$4.67K ﹤0.01%
192
– –
EOG icon
634
EOG Resources
EOG
$74.2B
$4.64K ﹤0.01%
64
– –
IEMG icon
635
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$4.64K ﹤0.01%
72
– –
DGX icon
636
Quest Diagnostics
DGX
$26.1B
$4.62K ﹤0.01%
36
– –
APTS
637
DELISTED
Preferred Apartment Communities, Inc.
APTS
$4.6K ﹤0.01%
467
-1,898
-80% -$16.2K
LH icon
638
Labcorp
LH
$26.2B
$4.59K ﹤0.01%
21
– –
GPC icon
639
Genuine Parts
GPC
$18.7B
$4.51K ﹤0.01%
+39
New +$4.15K
FHLC icon
640
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$4.48K ﹤0.01%
76
-102
-57% -$6.03K
FE icon
641
FirstEnergy
FE
$27.1B
$4.47K ﹤0.01%
129
-9
-7% -$294
ADAM
642
Adamas Trust
ADAM
$907M
$4.47K ﹤0.01%
250
– –
FROG icon
643
JFrog
FROG
$11.5B
$4.44K ﹤0.01%
100
– –
BAND
644
Bandwidth Inc
BAND
$1.74B
$4.44K ﹤0.01%
35
– –
DRE
645
DELISTED
Duke Realty Corp.
DRE
$4.4K ﹤0.01%
105
– –
CZR icon
646
Caesars Entertainment
CZR
$6.04B
$4.37K ﹤0.01%
50
– –
SPHD icon
647
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$4.29K ﹤0.01%
100
– –
BIPC icon
648
Brookfield Infrastructure
BIPC
$5.01B
$4.28K ﹤0.01%
84
– –
PTON icon
649
Peloton Interactive
PTON
$2.44B
$4.27K ﹤0.01%
38
+3
+9% +$398
YUMC icon
650
Yum China
YUMC
$16.2B
$4.26K ﹤0.01%
72
+52
+260% +$3.11K
24 25
26
27 28

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NP
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IFA
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GF
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WCMNY
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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.