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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNW icon
626
Genworth Financial
GNW
$3.79B
$1K ﹤0.01%
+220
New +$925
GOOD
627
Gladstone Commercial Corp
GOOD
$630M
$1K ﹤0.01%
+65
New +$1.48K
HRZN icon
628
Horizon Technology Finance
HRZN
$333M
$1K ﹤0.01%
50
– –
IAU icon
629
iShares Gold Trust
IAU
$65.4B
$1K ﹤0.01%
25
+4
+19% +$113
INTF icon
630
iShares International Equity Factor ETF
INTF
$3.75B
$1K ﹤0.01%
39
– –
IPGP icon
631
IPG Photonics
IPGP
$3.71B
$1K ﹤0.01%
9
– –
IVE icon
632
iShares S&P 500 Value ETF
IVE
$50B
$1K ﹤0.01%
4
– –
IXC icon
633
iShares Global Energy ETF
IXC
$2.74B
$1K ﹤0.01%
33
+1
+3% +$31
IXP icon
634
iShares Global Comm Services ETF
IXP
$561M
$1K ﹤0.01%
17
– –
JCI icon
635
Johnson Controls International
JCI
$92.6B
$1K ﹤0.01%
25
-516
-95% -$21.8K
JHG
636
DELISTED
Janus Henderson
JHG
$1K ﹤0.01%
39
– –
KEY icon
637
KeyCorp
KEY
$24.5B
$1K ﹤0.01%
51
– –
LXP.PRC icon
638
LXP Industrial Trust 6.5% Series C Preferred Stock
LXP.PRC
$94.9M
$1K ﹤0.01%
21
– –
MCHP icon
639
Microchip Technology
MCHP
$43.1B
$1K ﹤0.01%
10
– –
MET icon
640
MetLife
MET
$61.4B
$1K ﹤0.01%
24
– –
MOMO
641
Hello Group
MOMO
$867M
$1K ﹤0.01%
33
– –
MPWR icon
642
Monolithic Power Systems
MPWR
$70B
$1K ﹤0.01%
4
– –
MS icon
643
Morgan Stanley
MS
$342B
$1K ﹤0.01%
19
– –
MSM icon
644
MSC Industrial Direct
MSM
$6.67B
$1K ﹤0.01%
+9
New +$665
MU icon
645
Micron Technology
MU
$1.03T
$1K ﹤0.01%
27
– –
NAT icon
646
Nordic American Tanker
NAT
$1.36B
$1K ﹤0.01%
134
– –
NEA icon
647
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$1K ﹤0.01%
36
– –
NOK icon
648
Nokia
NOK
$57.6B
$1K ﹤0.01%
300
-2,000
-87% -$7.86K
NOV icon
649
NOV
NOV
$7.45B
$1K ﹤0.01%
27
– –
NOVT icon
650
Novanta
NOVT
$6.32B
$1K ﹤0.01%
10
– –
24 25
26
27 28

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WCMNY
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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.