SIS

Sound Income Strategies Portfolio holdings

AUM $1.74B
1-Year Return 5.13%
This Quarter Return
+1.72%
1 Year Return
+5.13%
3 Year Return
+23.88%
5 Year Return
+44.95%
10 Year Return
–
AUM
$289M
AUM Growth
+$69.9M
Cap. Flow
+$66.8M
Cap. Flow %
23.09%
Top 10 Hldgs %
78.59%
Holding
818
New
48
Increased
111
Reduced
119
Closed
56

Top Buys

1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$9.06M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
$7.13M
3
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
$6.15M
4
GBDC icon
Golub Capital BDC
GBDC
$5.92M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
$5.9M

Top Sells

1
BA icon
Boeing
BA
$1.32M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$702K
3
FSK icon
FS KKR Capital
FSK
$684K
4
GAIN icon
Gladstone Investment Corp
GAIN
$627K
5
HRZN icon
Horizon Technology Finance
HRZN
$429K

Sector Composition

1 Financials 45.26%
2 Technology 3.02%
3 Healthcare 2.03%
4 Consumer Staples 1.71%
5 Energy 1.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZNGA
526
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$3K ﹤0.01%
+510
New +$3K
BSJL
527
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$3K ﹤0.01%
134
+1
+0.8% +$22
IBDL
528
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$3K ﹤0.01%
132
– –
BSJJ
529
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$3K ﹤0.01%
137
+1
+0.7% +$22
MBTF
530
DELISTED
MBT Financial Corporation
MBTF
$3K ﹤0.01%
327
– –
IBDN
531
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$3K ﹤0.01%
135
+1
+0.7% +$22
IBDM
532
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$3K ﹤0.01%
135
– –
CBB.PRB
533
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$3K ﹤0.01%
75
-100
-57% -$4K
IBDK
534
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$3K ﹤0.01%
135
– –
SDR
535
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$3K ﹤0.01%
5,000
– –
CIT
536
DELISTED
CIT Group Inc.
CIT
$3K ﹤0.01%
60
– –
ADI icon
537
Analog Devices
ADI
$122B
$2K ﹤0.01%
21
– –
AJG icon
538
Arthur J. Gallagher & Co
AJG
$76.7B
$2K ﹤0.01%
28
– –
AL icon
539
Air Lease Corp
AL
$7.12B
$2K ﹤0.01%
+52
New +$2K
AVNS icon
540
Avanos Medical
AVNS
$590M
$2K ﹤0.01%
+37
New +$2K
BXMX icon
541
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
$2K ﹤0.01%
143
– –
CFG icon
542
Citizens Financial Group
CFG
$22.3B
$2K ﹤0.01%
62
– –
CHI
543
Calamos Convertible Opportunities and Income Fund
CHI
$816M
$2K ﹤0.01%
150
– –
CLX icon
544
Clorox
CLX
$15.5B
$2K ﹤0.01%
16
– –
CSM icon
545
ProShares Large Cap Core Plus
CSM
$469M
$2K ﹤0.01%
58
– –
DBRG icon
546
DigitalBridge
DBRG
$2.04B
$2K ﹤0.01%
111
– –
DDD icon
547
3D Systems Corporation
DDD
$272M
$2K ﹤0.01%
200
– –
DELL icon
548
Dell
DELL
$84.4B
$2K ﹤0.01%
89
– –
EWJ icon
549
iShares MSCI Japan ETF
EWJ
$15.5B
$2K ﹤0.01%
38
– –
EXC icon
550
Exelon
EXC
$43.9B
$2K ﹤0.01%
60
-72
-55% -$2.4K
20 21
22
23 24