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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-26.71%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$291M
AUM Growth
-$82.2M
Cap. Flow
+$42.4M
Cap. Flow %
14.58%
Top 10 Hldgs %
75.71%
Holding
935
New
136
Increased
237
Reduced
62
Closed
68

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$3.92M
2
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$3.38M
3
ARCC icon
Ares Capital
ARCC
+$3.11M
4
MAIN icon
Main Street Capital
MAIN
+$2.81M
5
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$2.76M

Top Sells

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$296K
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$143K
3
CSX icon
CSX Corp
CSX
+$124K
4
CSFL
CenterState Bank Corporation Common Stock
CSFL
+$121K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$99.1K

Sector Composition

Rank Sector Weight
1 Financials 36.93%
2 Technology 4.05%
3 Healthcare 3.07%
4 Consumer Staples 2.49%
5 Communication Services 1.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
26
Western Digital
WDC
$157B
$1.64M 0.56%
52,087
+7,000
+16% +$310K
AWF
27
AllianceBernstein Global High Income Fund
AWF
$876M
$1.57M 0.54%
169,246
+331
+0.2% +$3.78K
PBCT
28
DELISTED
People's United Financial Inc
PBCT
$1.37M 0.47%
124,303
+23,032
+23% +$342K
PFG icon
29
Principal Financial Group
PFG
$24.4B
$1.33M 0.46%
42,403
+8,244
+24% +$390K
LYB icon
30
LyondellBasell Industries
LYB
$20.3B
$1.32M 0.45%
26,515
+5,710
+27% +$420K
GM icon
31
General Motors
GM
$76.1B
$1.3M 0.45%
62,526
+12,171
+24% +$372K
VLO icon
32
Valero Energy
VLO
$95.1B
$1.25M 0.43%
27,536
+5,426
+25% +$394K
PFF icon
33
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.17M 0.4%
36,582
+12,191
+50% +$437K
FFC
34
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$805K 0.28%
48,197
+48,195
+2,409,750% +$987K
MSFT icon
35
Microsoft
MSFT
$3.66T
$776K 0.27%
4,917
+1,341
+38% +$221K
AMZN icon
36
Amazon
AMZN
$2.88T
$762K 0.26%
7,820
+1,360
+21% +$132K
BAPR icon
37
Innovator US Equity Buffer ETF April
BAPR
$411M
$749K 0.26%
+30,178
New +$810K
CCL icon
38
Carnival Corporation Ltd
CCL
$37.9B
$661K 0.23%
50,202
+15,788
+46% +$562K
PGX icon
39
Invesco Preferred ETF
PGX
$3.76B
$608K 0.21%
46,218
+1,513
+3% +$21.8K
VZ icon
40
Verizon
VZ
$195B
$551K 0.19%
10,255
+4,724
+85% +$270K
AGG icon
41
iShares Core US Aggregate Bond ETF
AGG
$138B
$550K 0.19%
4,771
+255
+6% +$29.1K
BDCS
42
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$512K 0.18%
45,500
-1,184
-3% -$21.2K
NFLX icon
43
Netflix
NFLX
$309B
$479K 0.16%
12,750
+2,360
+23% +$83.5K
PEP icon
44
PepsiCo
PEP
$189B
$435K 0.15%
3,620
+816
+29% +$110K
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.2T
$429K 0.15%
7,380
+3,760
+104% +$255K
MO icon
46
Altria Group
MO
$107B
$350K 0.12%
9,048
+7,931
+710% +$352K
META icon
47
Meta Platforms (Facebook)
META
$1.47T
$349K 0.12%
2,093
+822
+65% +$161K
MRK icon
48
Merck
MRK
$328B
$346K 0.12%
4,715
+692
+17% +$54.4K
QQQ icon
49
Invesco QQQ Trust
QQQ
$481B
$346K 0.12%
1,819
-468
-20% -$99.1K
DOW icon
50
Dow Inc
DOW
$22.1B
$343K 0.12%
11,722
+5,529
+89% +$235K
1
2
3 4 5

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Sound Income Strategies's Q1 2020 Portfolio in Review

As of Q1 2020, Sound Income Strategies held 935 positions worth $291M, down 22% from $373M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Sound Income Strategies deployed $42.4M of net new capital in Q1 2020, opening 136 new positions and adding to 237 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF April: 30,178 shares worth $749K.

By sector, the portfolio is most concentrated in Financials at 37% of assets, down from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Pacer Trendpilot US Large Cap ETF, an estimated $143K trimmed.

  • Sound Income Strategies's largest Q1 2020 buy was Innovator US Equity Buffer ETF April: 30,178 shares worth $749K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q1 2020, an estimated $3.92M increase.
  • Sound Income Strategies's biggest Q1 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $143K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF December in Q1 2020, selling an estimated $296K.
  • Sound Income Strategies's ten largest holdings make up 76% of its $291M portfolio in Q1 2020.
  • Sound Income Strategies opened 136 new positions and closed 68 in Q1 2020.
  • Sound Income Strategies's portfolio value fell 22% quarter-over-quarter to $291M.

Based on Sound Income Strategies's 13F filing for Q1 2020, filed 7 Apr 2020.