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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWF
26
AllianceBernstein Global High Income Fund
AWF
$878M
$2.05M 0.55%
168,915
-3,228
-2% -$38.7K
LMT icon
27
Lockheed Martin
LMT
$138B
$1.98M 0.53%
5,075
+393
+8% +$151K
HPQ icon
28
HP
HPQ
$26.6B
$1.97M 0.53%
95,715
+11,453
+14% +$217K
LYB icon
29
LyondellBasell Industries
LYB
$20.7B
$1.97M 0.53%
20,805
+2,123
+11% +$195K
PFG icon
30
Principal Financial Group
PFG
$24.2B
$1.88M 0.5%
34,159
+3,436
+11% +$188K
GM icon
31
General Motors
GM
$78.4B
$1.84M 0.49%
50,355
+4,899
+11% +$178K
CCL icon
32
Carnival Corporation Ltd
CCL
$38B
$1.75M 0.47%
34,414
+5,228
+18% +$234K
PBCT
33
DELISTED
People's United Financial Inc
PBCT
$1.71M 0.46%
101,271
+12,574
+14% +$206K
BDCS
34
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$954K 0.26%
46,684
+599
+1% +$11.9K
PFF icon
35
iShares Preferred and Income Securities ETF
PFF
$13.2B
$917K 0.25%
24,391
+98
+0.4% +$3.66K
PGX icon
36
Invesco Preferred ETF
PGX
$3.76B
$671K 0.18%
44,705
+661
+2% +$9.87K
RTL
37
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$616K 0.17%
46,482
+234
+0.5% +$3.34K
AMZN icon
38
Amazon
AMZN
$2.94T
$597K 0.16%
6,460
+600
+10% +$53.1K
MSFT icon
39
Microsoft
MSFT
$3.74T
$564K 0.15%
3,576
+265
+8% +$38.9K
CSX icon
40
CSX Corp
CSX
$92.5B
$521K 0.14%
21,591
– –
AGG icon
41
iShares Core US Aggregate Bond ETF
AGG
$137B
$507K 0.14%
4,516
+788
+21% +$88.8K
QQQ icon
42
Invesco QQQ Trust
QQQ
$478B
$486K 0.13%
2,287
+654
+40% +$131K
BRK.B icon
43
Berkshire Hathaway Class B
BRK.B
$1.11T
$471K 0.13%
2,078
-225
-10% -$48.9K
WHF icon
44
WhiteHorse Finance
WHF
$154M
$426K 0.11%
31,061
+14,725
+90% +$206K
XOM icon
45
ExxonMobil
XOM
$657B
$419K 0.11%
6,002
+70
+1% +$4.84K
PEP icon
46
PepsiCo
PEP
$189B
$383K 0.1%
2,804
+22
+0.8% +$2.99K
MRK icon
47
Merck
MRK
$322B
$349K 0.09%
4,023
+286
+8% +$23.5K
VZ icon
48
Verizon
VZ
$196B
$340K 0.09%
5,531
+1,861
+51% +$112K
DOW icon
49
Dow Inc
DOW
$22.6B
$339K 0.09%
6,193
-302
-5% -$15.6K
NFLX icon
50
Netflix
NFLX
$311B
$336K 0.09%
10,390
+630
+6% +$18.7K
1
2
3 4 5

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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.