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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$41.7M
Cap. Flow
+$36.1M
Cap. Flow %
10.91%
Top 10 Hldgs %
79.76%
Holding
812
New
51
Increased
132
Reduced
95
Closed
50

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.57M
2
GBDC icon
Golub Capital BDC
GBDC
+$3.49M
3
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.39M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.13M
5
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$3.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$329K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$279K
3
OKE icon
Oneok
OKE
+$185K
4
ATO icon
Atmos Energy
ATO
+$179K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$178K

Sector Composition

Rank Sector Weight
1 Financials 47.02%
2 Technology 3.1%
3 Healthcare 1.89%
4 Consumer Staples 1.81%
5 Consumer Discretionary 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
26
Valero Energy
VLO
$93.3B
$1.71M 0.52%
20,023
+3,348
+20% +$271K
GM icon
27
General Motors
GM
$78.4B
$1.7M 0.52%
45,456
+5,518
+14% +$212K
LYB icon
28
LyondellBasell Industries
LYB
$20.7B
$1.67M 0.51%
18,682
+3,064
+20% +$250K
ABBV icon
29
AbbVie
ABBV
$442B
$1.61M 0.49%
21,258
+3,801
+22% +$261K
AAPL icon
30
Apple
AAPL
$4.45T
$1.6M 0.48%
28,576
-916
-3% -$47.9K
HPQ icon
31
HP
HPQ
$26.6B
$1.59M 0.48%
84,262
+12,903
+18% +$253K
PBCT
32
DELISTED
People's United Financial Inc
PBCT
$1.39M 0.42%
88,697
+16,407
+23% +$257K
CCL icon
33
Carnival Corporation Ltd
CCL
$38B
$1.28M 0.39%
29,186
+5,280
+22% +$244K
BDCS
34
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$929K 0.28%
46,085
+2,804
+6% +$55.5K
PFF icon
35
iShares Preferred and Income Securities ETF
PFF
$13.2B
$912K 0.28%
24,293
+566
+2% +$21.1K
PGX icon
36
Invesco Preferred ETF
PGX
$3.76B
$662K 0.2%
44,044
+906
+2% +$13.5K
RTL
37
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$646K 0.2%
46,248
+6,416
+16% +$78.1K
AMZN icon
38
Amazon
AMZN
$2.94T
$509K 0.15%
5,860
+100
+2% +$9.27K
CSX icon
39
CSX Corp
CSX
$92.5B
$499K 0.15%
21,591
– –
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.11T
$479K 0.14%
2,303
+73
+3% +$15K
DD icon
41
DuPont de Nemours
DD
$19.5B
$470K 0.14%
5,251
-80
-2% -$7.04K
MSFT icon
42
Microsoft
MSFT
$3.74T
$460K 0.14%
3,311
+651
+24% +$89.5K
AGG icon
43
iShares Core US Aggregate Bond ETF
AGG
$137B
$422K 0.13%
3,728
+401
+12% +$45.1K
XOM icon
44
ExxonMobil
XOM
$657B
$419K 0.13%
5,932
+68
+1% +$4.92K
PEP icon
45
PepsiCo
PEP
$189B
$381K 0.12%
2,782
– –
STOR
46
DELISTED
STORE Capital Corporation
STOR
$323K 0.1%
8,621
-100
-1% -$3.58K
DOW icon
47
Dow Inc
DOW
$22.6B
$309K 0.09%
6,495
-193
-3% -$9.03K
QQQ icon
48
Invesco QQQ Trust
QQQ
$478B
$308K 0.09%
1,633
-1,736
-52% -$329K
MRK icon
49
Merck
MRK
$322B
$300K 0.09%
3,737
+390
+12% +$31.3K
TCPC icon
50
BlackRock TCP Capital
TCPC
$327M
$284K 0.09%
20,935
-4,704
-18% -$64.8K
1
2
3 4 5

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Sound Income Strategies's Q3 2019 Portfolio in Review

As of Q3 2019, Sound Income Strategies held 812 positions worth $331M, up 14% from $289M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $36.1M of net new capital in Q3 2019, opening 51 new positions and adding to 132 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $329K trimmed.

  • Sound Income Strategies's largest Q3 2019 buy was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2019, an estimated $4.57M increase.
  • Sound Income Strategies's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $329K.
  • Sound Income Strategies fully exited Atmos Energy in Q3 2019, selling an estimated $179K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $331M portfolio in Q3 2019.
  • Sound Income Strategies opened 51 new positions and closed 50 in Q3 2019.
  • Sound Income Strategies's portfolio value rose 14% quarter-over-quarter to $331M.

Based on Sound Income Strategies's 13F filing for Q3 2019, filed 4 Oct 2019.