SIS

Sound Income Strategies Portfolio holdings

AUM $1.74B
This Quarter Return
+9.01%
1 Year Return
+5.13%
3 Year Return
+23.88%
5 Year Return
+44.95%
10 Year Return
–
AUM
$219M
AUM Growth
+$219M
Cap. Flow
+$11.6M
Cap. Flow %
5.29%
Top 10 Hldgs %
74.88%
Holding
863
New
50
Increased
130
Reduced
143
Closed
93

Top Buys

1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$1.89M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
$1.36M
3
GBDC icon
Golub Capital BDC
GBDC
$1.17M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
$1.16M
5
ARCC icon
Ares Capital
ARCC
$1.15M

Top Sells

1
BBHY icon
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$137K
2
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$125K
3
PG icon
Procter & Gamble
PG
$115K
4
EW icon
Edwards Lifesciences
EW
$111K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
$106K

Sector Composition

1 Financials 44.58%
2 Technology 3.18%
3 Healthcare 2.23%
4 Energy 1.63%
5 Consumer Staples 1.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VLO icon
26
Valero Energy
VLO
$48.1B
$1.06M 0.48%
12,432
+331
+3% +$28.1K
HPQ icon
27
HP
HPQ
$26.9B
$1.04M 0.47%
53,453
+1,199
+2% +$23.3K
ABBV icon
28
AbbVie
ABBV
$375B
$1.01M 0.46%
12,566
+446
+4% +$36K
PFG icon
29
Principal Financial Group
PFG
$17.7B
$976K 0.45%
19,446
+14
+0.1% +$703
DD icon
30
DuPont de Nemours
DD
$31.7B
$963K 0.44%
18,068
+260
+1% +$13.9K
LYB icon
31
LyondellBasell Industries
LYB
$17.6B
$918K 0.42%
10,919
+324
+3% +$27.2K
CCL icon
32
Carnival Corp
CCL
$42.6B
$831K 0.38%
16,376
+605
+4% +$30.7K
PBCT
33
DELISTED
People's United Financial Inc
PBCT
$813K 0.37%
49,453
+562
+1% +$9.24K
WDC icon
34
Western Digital
WDC
$29.5B
$767K 0.35%
15,964
+1,349
+9% +$64.8K
FSK icon
35
FS KKR Capital
FSK
$5.06B
$709K 0.32%
117,253
+4,777
+4% +$28.9K
JPC icon
36
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$707K 0.32%
74,135
– –
GAIN icon
37
Gladstone Investment Corp
GAIN
$539M
$627K 0.29%
54,076
+9
+0% +$104
PFF icon
38
iShares Preferred and Income Securities ETF
PFF
$14.4B
$546K 0.25%
14,928
+2,239
+18% +$81.9K
CSX icon
39
CSX Corp
CSX
$59.6B
$538K 0.25%
7,197
– –
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.08T
$444K 0.2%
2,212
+220
+11% +$44.2K
BDCS
41
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$439K 0.2%
22,281
+3,786
+20% +$74.6K
AMZN icon
42
Amazon
AMZN
$2.4T
$424K 0.19%
238
+18
+8% +$32.1K
QQQ icon
43
Invesco QQQ Trust
QQQ
$363B
$408K 0.19%
2,272
+461
+25% +$82.8K
XOM icon
44
Exxon Mobil
XOM
$478B
$400K 0.18%
4,950
+31
+0.6% +$2.51K
TCPC icon
45
BlackRock TCP Capital
TCPC
$610M
$373K 0.17%
26,339
– –
RTL
46
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$357K 0.16%
33,041
+13,499
+69% +$146K
FCRD
47
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$348K 0.16%
53,051
+16
+0% +$105
SPY icon
48
SPDR S&P 500 ETF Trust
SPY
$654B
$330K 0.15%
1,169
+358
+44% +$101K
STOR
49
DELISTED
STORE Capital Corporation
STOR
$289K 0.13%
8,621
-170
-2% -$5.7K
MRK icon
50
Merck
MRK
$212B
$277K 0.13%
3,331
+51
+2% +$4.24K
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