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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
+$5.94M
Cap. Flow %
3.11%
Top 10 Hldgs %
73.65%
Holding
879
New
63
Increased
99
Reduced
144
Closed
65

Top Buys

Rank Stock Value
1
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$1.31M
2
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$923K
3
MAIN icon
Main Street Capital
MAIN
+$718K
4
HTGC icon
Hercules Capital
HTGC
+$634K
5
ARCC icon
Ares Capital
ARCC
+$568K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$283K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$264K
3
JNJ icon
Johnson & Johnson
JNJ
+$139K
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$119K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$118K

Sector Composition

Rank Sector Weight
1 Financials 42.9%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
26
General Motors
GM
$78.4B
$989K 0.52%
29,581
-1,228
-4% -$42.4K
DD icon
27
DuPont de Nemours
DD
$19.5B
$952K 0.5%
7,032
-324
-4% -$46.5K
VLO icon
28
Valero Energy
VLO
$93.3B
$907K 0.48%
12,101
-1,107
-8% -$97.2K
LYB icon
29
LyondellBasell Industries
LYB
$20.7B
$881K 0.46%
10,595
-377
-3% -$34.5K
STX icon
30
Seagate
STX
$186B
$874K 0.46%
22,658
-1,864
-8% -$78.5K
PFG icon
31
Principal Financial Group
PFG
$24.2B
$858K 0.45%
19,432
-2,040
-10% -$100K
CCL icon
32
Carnival Corporation Ltd
CCL
$38B
$778K 0.41%
15,771
-121
-0.8% -$6.93K
PBCT
33
DELISTED
People's United Financial Inc
PBCT
$705K 0.37%
48,891
+1,305
+3% +$20.7K
JPC icon
34
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$618K 0.32%
74,135
-1,203
-2% -$10.6K
FSK icon
35
FS KKR Capital
FSK
$3.39B
$583K 0.31%
28,119
+297
+1% +$7.39K
WDC icon
36
Western Digital
WDC
$151B
$540K 0.28%
19,336
-993
-5% -$35.2K
GAIN icon
37
Gladstone Investment Corp
GAIN
$655M
$504K 0.26%
54,067
-1,327
-2% -$13.3K
CSX icon
38
CSX Corp
CSX
$92.5B
$447K 0.23%
21,591
-465
-2% -$10.7K
PFF icon
39
iShares Preferred and Income Securities ETF
PFF
$13.2B
$434K 0.23%
12,689
-577
-4% -$20.4K
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.11T
$407K 0.21%
1,992
+62
+3% +$12.9K
TCPC icon
41
BlackRock TCP Capital
TCPC
$327M
$343K 0.18%
+26,339
New +$367K
XOM icon
42
ExxonMobil
XOM
$657B
$335K 0.18%
4,919
+132
+3% +$10.4K
AMZN icon
43
Amazon
AMZN
$2.94T
$330K 0.17%
4,400
+440
+11% +$36.6K
BDCS
44
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$327K 0.17%
18,495
-4,432
-19% -$84.9K
FCRD
45
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$322K 0.17%
53,035
-1,020
-2% -$7.42K
QQQ icon
46
Invesco QQQ Trust
QQQ
$478B
$279K 0.15%
1,811
-1,693
-48% -$283K
RTL
47
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$260K 0.14%
19,542
+8,722
+81% +$120K
MRK icon
48
Merck
MRK
$322B
$251K 0.13%
3,437
+52
+2% +$3.67K
STOR
49
DELISTED
STORE Capital Corporation
STOR
$249K 0.13%
8,791
-219
-2% -$6.38K
MSFT icon
50
Microsoft
MSFT
$3.74T
$247K 0.13%
2,428
-63
-3% -$6.75K
1
2
3 4 5

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Sound Income Strategies's Q4 2018 Portfolio in Review

As of Q4 2018, Sound Income Strategies held 879 positions worth $191M, down 6.9% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Sound Income Strategies deployed $5.94M of net new capital in Q4 2018, opening 63 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock TCP Capital: 26,339 shares worth $343K.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 44% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $283K trimmed.

  • Sound Income Strategies's largest Q4 2018 buy was BlackRock TCP Capital: 26,339 shares worth $343K.
  • Sound Income Strategies added most to VanEck Emerging Markets High Yield Bond ETF in Q4 2018, an estimated $1.31M increase.
  • Sound Income Strategies's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $283K.
  • Sound Income Strategies fully exited American Express in Q4 2018, selling an estimated $48K.
  • Sound Income Strategies's ten largest holdings make up 74% of its $191M portfolio in Q4 2018.
  • Sound Income Strategies opened 63 new positions and closed 65 in Q4 2018.
  • Sound Income Strategies's portfolio value fell 6.9% quarter-over-quarter to $191M.

Based on Sound Income Strategies's 13F filing for Q4 2018, filed 8 Jan 2019.