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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$33.1M
Cap. Flow
+$28.7M
Cap. Flow %
14.02%
Top 10 Hldgs %
71.71%
Holding
937
New
128
Increased
176
Reduced
121
Closed
121

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$2.73M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$1.91M
3
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$1.63M
4
GBDC icon
Golub Capital BDC
GBDC
+$1.62M
5
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$1.6M

Top Sells

Rank Stock Value
1
TCPC icon
BlackRock TCP Capital
TCPC
+$411K
2
CSX icon
CSX Corp
CSX
+$320K
3
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$219K
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$61.6K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$61.1K

Sector Composition

Rank Sector Weight
1 Financials 43.79%
2 Technology 3.67%
3 Healthcare 2.67%
4 Energy 1.65%
5 Consumer Discretionary 1.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
26
DuPont de Nemours
DD
$19.5B
$1.2M 0.58%
7,356
+1,934
+36% +$333K
STX icon
27
Seagate
STX
$194B
$1.16M 0.57%
24,522
+6,190
+34% +$331K
ETR icon
28
Entergy
ETR
$50.3B
$1.13M 0.55%
27,764
+6,652
+32% +$275K
LYB icon
29
LyondellBasell Industries
LYB
$20.5B
$1.13M 0.55%
10,972
+2,973
+37% +$325K
ENB icon
30
Enbridge
ENB
$113B
$1.07M 0.52%
33,147
+10,163
+44% +$355K
GM icon
31
General Motors
GM
$77.5B
$1.04M 0.51%
30,809
+8,403
+38% +$310K
CCL icon
32
Carnival Corporation Ltd
CCL
$38.2B
$1.01M 0.49%
15,892
+5,741
+57% +$348K
WDC icon
33
Western Digital
WDC
$157B
$900K 0.44%
20,329
+6,654
+49% +$337K
PBCT
34
DELISTED
People's United Financial Inc
PBCT
$815K 0.4%
47,586
+19,288
+68% +$353K
FSK icon
35
FS KKR Capital
FSK
$3.37B
$785K 0.38%
27,822
-306
-1% -$9.35K
JPC icon
36
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$698K 0.34%
75,338
-2,343
-3% -$21.9K
QQQ icon
37
Invesco QQQ Trust
QQQ
$482B
$651K 0.32%
3,504
+1,568
+81% +$284K
GAIN icon
38
Gladstone Investment Corp
GAIN
$663M
$633K 0.31%
55,394
-192
-0.3% -$2.27K
CSX icon
39
CSX Corp
CSX
$92.6B
$544K 0.27%
22,056
-13,425
-38% -$320K
SPY icon
40
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$521K 0.25%
1,791
+805
+82% +$229K
PFF icon
41
iShares Preferred and Income Securities ETF
PFF
$13.2B
$493K 0.24%
13,266
+2,595
+24% +$97.4K
BDCS
42
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$475K 0.23%
22,927
+10,836
+90% +$224K
FCRD
43
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$436K 0.21%
54,055
-957
-2% -$7.9K
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.1T
$413K 0.2%
1,930
-298
-13% -$61.1K
XOM icon
45
ExxonMobil
XOM
$649B
$407K 0.2%
4,787
+117
+3% +$9.57K
AMZN icon
46
Amazon
AMZN
$2.93T
$397K 0.19%
3,960
+1,000
+34% +$94K
BRSP
47
BrightSpire Capital
BRSP
$633M
$332K 0.16%
15,100
+2,994
+25% +$62.8K
BBHY icon
48
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$618M
$331K 0.16%
+6,646
New +$331K
MSFT icon
49
Microsoft
MSFT
$3.71T
$285K 0.14%
2,491
+664
+36% +$72K
FFTI
50
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$285K 0.14%
+11,826
New +$285K
1
2
3 4 5

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DPCM
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NP
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IFA
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Sound Income Strategies's Q3 2018 Portfolio in Review

As of Q3 2018, Sound Income Strategies held 937 positions worth $205M, up 19% from $172M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Sound Income Strategies deployed $28.7M of net new capital in Q3 2018, opening 128 new positions and adding to 176 existing holdings. Its largest new stake was JPMorgan BetaBuilders USD High Yield Corporate Bond ETF: 6,646 shares worth $331K.

By sector, the portfolio is most concentrated in Financials at 44% of assets, down from 45% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was CSX Corp, an estimated $320K trimmed.

  • Sound Income Strategies's largest Q3 2018 buy was JPMorgan BetaBuilders USD High Yield Corporate Bond ETF: 6,646 shares worth $331K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2018, an estimated $2.73M increase.
  • Sound Income Strategies's biggest Q3 2018 reduction was CSX Corp, cutting an estimated $320K.
  • Sound Income Strategies fully exited BlackRock TCP Capital in Q3 2018, selling an estimated $411K.
  • Sound Income Strategies's ten largest holdings make up 72% of its $205M portfolio in Q3 2018.
  • Sound Income Strategies opened 128 new positions and closed 121 in Q3 2018.
  • Sound Income Strategies's portfolio value rose 19% quarter-over-quarter to $205M.

Based on Sound Income Strategies's 13F filing for Q3 2018, filed 1 Oct 2018.