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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.92%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$153M
AUM Growth
–
Cap. Flow
+$160M
Cap. Flow %
104.99%
Top 10 Hldgs %
67.89%
Holding
614
New
612
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$17.3M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$13.4M
3
MAIN icon
Main Street Capital
MAIN
+$12.1M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$11.1M
5
TSLX icon
Sixth Street Specialty
TSLX
+$10.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 40.6%
2 Real Estate 9.64%
3 Technology 2.39%
4 Healthcare 2.17%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
26
AbbVie
ABBV
$438B
$770K 0.5%
+6,881
New +$649K
DD icon
27
DuPont de Nemours
DD
$19.1B
$759K 0.5%
+4,234
New +$763K
PFE icon
28
Pfizer
PFE
$154B
$747K 0.49%
+22,519
New +$768K
PG icon
29
Procter & Gamble
PG
$340B
$727K 0.48%
+8,925
New +$803K
VLO icon
30
Valero Energy
VLO
$90.7B
$724K 0.47%
+8,091
New +$668K
JPC icon
31
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
$719K 0.47%
+73,728
New +$771K
STX icon
32
Seagate
STX
$182B
$717K 0.47%
+14,452
New +$552K
GM icon
33
General Motors
GM
$77.2B
$688K 0.45%
+16,617
New +$721K
HPQ icon
34
HP
HPQ
$27.3B
$647K 0.42%
+31,450
New +$669K
LYB icon
35
LyondellBasell Industries
LYB
$20.2B
$644K 0.42%
+5,874
New +$609K
WDC icon
36
Western Digital
WDC
$151B
$640K 0.42%
+10,208
New +$657K
PFG icon
37
Principal Financial Group
PFG
$24.4B
$604K 0.4%
+9,780
New +$674K
ENB icon
38
Enbridge
ENB
$112B
$601K 0.39%
+17,154
New +$660K
GAIN icon
39
Gladstone Investment Corp
GAIN
$651M
$594K 0.39%
+56,833
New +$602K
ETR icon
40
Entergy
ETR
$49.3B
$576K 0.38%
+15,354
New +$643K
FCRD
41
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$466K 0.31%
+54,876
New +$508K
AAPL icon
42
Apple
AAPL
$4.5T
$420K 0.28%
+10,216
New +$427K
TCPC icon
43
BlackRock TCP Capital
TCPC
$331M
$393K 0.26%
+26,959
New +$431K
MRK icon
44
Merck
MRK
$323B
$390K 0.26%
+7,447
New +$413K
PFX icon
45
PhenixFIN
PFX
$89.6M
$287K 0.19%
+3,221
New +$367K
PFF icon
46
iShares Preferred and Income Securities ETF
PFF
$13.2B
$260K 0.17%
+7,031
New +$270K
HRZN icon
47
Horizon Technology Finance
HRZN
$318M
$251K 0.16%
+22,385
New +$247K
STOR
48
DELISTED
STORE Capital Corporation
STOR
$251K 0.16%
+10,735
New +$275K
BRK.B icon
49
Berkshire Hathaway Class B
BRK.B
$1.14T
$188K 0.12%
+948
New +$180K
BDCS
50
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$172K 0.11%
+8,750
New +$185K
1
2
3 4 5

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Sound Income Strategies's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Sound Income Strategies, which disclosed 614 positions worth $153M. Its ten largest holdings account for 68% of the portfolio.

Its largest position is iShares 0-5 Year High Yield Corporate Bond ETF: 365,121 shares worth $17M.

By sector, the portfolio is most concentrated in Financials at 41% of assets, followed by Real Estate and Technology.

  • Sound Income Strategies's largest Q4 2017 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 365,121 shares worth $17M.
  • Sound Income Strategies's ten largest holdings make up 68% of its $153M portfolio in Q4 2017.
  • Sound Income Strategies disclosed 614 positions in Q4 2017, its first 13F filing on record.

Based on Sound Income Strategies's 13F filing for Q4 2017, filed 14 Feb 2018.