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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
426
Weyerhaeuser
WY
$17.9B
$13.4K ﹤0.01%
376
+206
+121% +$7.01K
AMAT icon
427
Applied Materials
AMAT
$424B
$13.4K ﹤0.01%
+100
New +$11K
DOCU
428
DocuSign
DOCU
$12.2B
$13.2K ﹤0.01%
65
– –
BOND icon
429
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$13.1K ﹤0.01%
120
+60
+100% +$6.68K
JKHY icon
430
Jack Henry & Associates
JKHY
$11.1B
$13K ﹤0.01%
86
-1
-1% -$153
RBLX icon
431
Roblox
RBLX
$27.1B
$13K ﹤0.01%
+200
New +$13.9K
XLY icon
432
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$12.9K ﹤0.01%
154
– –
FTNT icon
433
Fortinet
FTNT
$121B
$12.9K ﹤0.01%
350
– –
RACE icon
434
Ferrari
RACE
$72.5B
$12.8K ﹤0.01%
61
– –
APPN icon
435
Appian
APPN
$2.65B
$12.8K ﹤0.01%
96
– –
FFIC
436
DELISTED
Flushing Financial
FFIC
$12.7K ﹤0.01%
600
– –
TDOC icon
437
Teladoc Health
TDOC
$1.26B
$12.7K ﹤0.01%
70
– –
DELL icon
438
Dell
DELL
$320B
$12.7K ﹤0.01%
284
+195
+219% +$7.99K
FXO icon
439
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$12.5K ﹤0.01%
+300
New +$11.7K
NVS icon
440
Novartis
NVS
$288B
$12.5K ﹤0.01%
146
+10
+7% +$897
IFF icon
441
International Flavors & Fragrances
IFF
$21.4B
$12.4K ﹤0.01%
89
– –
FIV
442
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$12.4K ﹤0.01%
1,318
– –
DLR icon
443
Digital Realty Trust
DLR
$73.1B
$12.3K ﹤0.01%
87
-74
-46% -$10.2K
BUZZ icon
444
VanEck Social Sentiment ETF
BUZZ
$103M
$12.1K ﹤0.01%
+500
New +$12.1K
FNDA icon
445
Schwab Fundamental US Small Company Index ETF
FNDA
$9.43B
$12.1K ﹤0.01%
+476
New +$11.5K
IGSB icon
446
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$12K ﹤0.01%
220
– –
IJH icon
447
iShares Core S&P Mid-Cap ETF
IJH
$128B
$12K ﹤0.01%
230
– –
FNDF icon
448
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$12K ﹤0.01%
+373
New +$11.7K
COF icon
449
Capital One
COF
$137B
$12K ﹤0.01%
94
– –
VMBS icon
450
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$12K ﹤0.01%
224
+197
+730% +$10.6K
16 17
18
19 20

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NP
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IFA
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GF
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WCMNY
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AFP
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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.