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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
426
Corning
GLW
$144B
$6K ﹤0.01%
200
– –
GSLC icon
427
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$6K ﹤0.01%
94
– –
HQY icon
428
HealthEquity
HQY
$8.82B
$6K ﹤0.01%
80
-8
-9% -$499
KR icon
429
Kroger
KR
$34.3B
$6K ﹤0.01%
201
– –
MGC icon
430
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$6K ﹤0.01%
+50
New +$5.34K
MPC icon
431
Marathon Petroleum
MPC
$97.8B
$6K ﹤0.01%
100
– –
NCLH icon
432
Norwegian Cruise Line
NCLH
$8.69B
$6K ﹤0.01%
100
– –
ADAM
433
Adamas Trust
ADAM
$913M
$6K ﹤0.01%
250
– –
OBDC icon
434
Blue Owl Capital
OBDC
$5.75B
$6K ﹤0.01%
317
+147
+86% +$2.57K
PBI icon
435
Pitney Bowes
PBI
$2.28B
$6K ﹤0.01%
1,501
– –
SABA
436
Saba Capital Income & Opportunities Fund II
SABA
$222M
$6K ﹤0.01%
500
– –
SPSM icon
437
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$6K ﹤0.01%
177
-3
-2% -$94
VEEV icon
438
Veeva Systems
VEEV
$39.2B
$6K ﹤0.01%
45
+31
+221% +$4.55K
VGT icon
439
Vanguard Information Technology ETF
VGT
$149B
$6K ﹤0.01%
200
– –
VUG icon
440
Vanguard Morningstar Growth ETF
VUG
$229B
$6K ﹤0.01%
204
– –
EIGR
441
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$6K ﹤0.01%
13
-3
-19% -$1.06K
EV
442
DELISTED
Eaton Vance Corp.
EV
$6K ﹤0.01%
133
– –
DTYS
443
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$6K ﹤0.01%
500
– –
AAL icon
444
American Airlines Group
AAL
$9.88B
$5K ﹤0.01%
160
– –
ADM icon
445
Archer Daniels Midland
ADM
$38.4B
$5K ﹤0.01%
100
– –
BHP icon
446
BHP
BHP
$229B
$5K ﹤0.01%
100
– –
DWSN icon
447
Dawson Geophysical
DWSN
$136M
$5K ﹤0.01%
1,877
– –
EFA icon
448
iShares MSCI EAFE ETF
EFA
$80.2B
$5K ﹤0.01%
70
– –
EFAV icon
449
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$5K ﹤0.01%
69
– –
EUFN icon
450
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$5K ﹤0.01%
250
+3
+1% +$56
16 17
18
19 20

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NP
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IFA
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WCMNY
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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.