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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
401
Jack Henry & Associates
JKHY
$10.8B
$7K ﹤0.01%
51
– –
LPSN icon
402
LivePerson
LPSN
$34.1M
$7K ﹤0.01%
13
– –
MVV icon
403
ProShares Ultra MidCap400
MVV
$164M
$7K ﹤0.01%
159
+120
+308% +$5.02K
PZA icon
404
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.27B
$7K ﹤0.01%
281
– –
SAR icon
405
Saratoga Investment
SAR
$312M
$7K ﹤0.01%
+300
New +$7.53K
SPLV icon
406
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
$7K ﹤0.01%
124
– –
SSO icon
407
ProShares Ultra S&P500
SSO
$8.39B
$7K ﹤0.01%
376
+288
+327% +$4.96K
USMV icon
408
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$7K ﹤0.01%
111
+64
+136% +$4.11K
UWM icon
409
ProShares Ultra Russell2000
UWM
$247M
$7K ﹤0.01%
194
+146
+304% +$5.12K
VGK icon
410
Vanguard FTSE Europe ETF
VGK
$31B
$7K ﹤0.01%
115
– –
WAB icon
411
Wabtec
WAB
$49.9B
$7K ﹤0.01%
91
– –
XLI icon
412
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$7K ﹤0.01%
+85
New +$6.79K
ZNGA
413
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$7K ﹤0.01%
1,100
+590
+116% +$3.65K
CBL
414
DELISTED
CBL& Associates Properties, Inc.
CBL
$7K ﹤0.01%
6,286
+1,414
+29% +$1.85K
HR
415
DELISTED
Healthcare Realty Trust Incorporated
HR
$7K ﹤0.01%
213
– –
ABR icon
416
Arbor Realty Trust
ABR
$974M
$6K ﹤0.01%
415
– –
AHRT
417
AH Realty Trust
AHRT
$501M
$6K ﹤0.01%
330
– –
AZN icon
418
AstraZeneca
AZN
$246B
$6K ﹤0.01%
59
– –
CC icon
419
Chemours
CC
$2.29B
$6K ﹤0.01%
336
– –
CMI icon
420
Cummins
CMI
$87.8B
$6K ﹤0.01%
33
– –
DLN icon
421
WisdomTree US LargeCap Dividend Fund
DLN
$6.42B
$6K ﹤0.01%
106
– –
ECC
422
Eagle Point Credit Company
ECC
$505M
$6K ﹤0.01%
400
– –
EEMV icon
423
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.6B
$6K ﹤0.01%
94
– –
ES icon
424
Eversource Energy
ES
$26.9B
$6K ﹤0.01%
75
– –
FNDE icon
425
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.99B
$6K ﹤0.01%
201
+10
+5% +$288
15 16
17
18 19

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NP
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WCMNY
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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.