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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$41.7M
Cap. Flow
+$36.1M
Cap. Flow %
10.91%
Top 10 Hldgs %
79.76%
Holding
812
New
51
Increased
132
Reduced
95
Closed
50

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.57M
2
GBDC icon
Golub Capital BDC
GBDC
+$3.49M
3
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.39M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.13M
5
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$3.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$329K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$279K
3
OKE icon
Oneok
OKE
+$185K
4
ATO icon
Atmos Energy
ATO
+$179K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$178K

Sector Composition

Rank Sector Weight
1 Financials 47.02%
2 Technology 3.1%
3 Healthcare 1.89%
4 Consumer Staples 1.81%
5 Consumer Discretionary 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
401
Marathon Petroleum
MPC
$97.8B
$6K ﹤0.01%
100
– –
ADAM
402
Adamas Trust
ADAM
$913M
$6K ﹤0.01%
250
– –
ORCL icon
403
Oracle
ORCL
$442B
$6K ﹤0.01%
100
– –
SABA
404
Saba Capital Income & Opportunities Fund II
SABA
$222M
$6K ﹤0.01%
500
– –
VGK icon
405
Vanguard FTSE Europe ETF
VGK
$31B
$6K ﹤0.01%
115
+1
+0.9% +$53
VUG icon
406
Vanguard Morningstar Growth ETF
VUG
$229B
$6K ﹤0.01%
204
– –
EV
407
DELISTED
Eaton Vance Corp.
EV
$6K ﹤0.01%
133
– –
CBL
408
DELISTED
CBL& Associates Properties, Inc.
CBL
$6K ﹤0.01%
4,872
-3,800
-44% -$3.96K
ABR icon
409
Arbor Realty Trust
ABR
$974M
$5K ﹤0.01%
+415
New +$5.18K
AZN icon
410
AstraZeneca
AZN
$246B
$5K ﹤0.01%
+59
New +$5.12K
BMY icon
411
Bristol-Myers Squibb
BMY
$130B
$5K ﹤0.01%
105
– –
BYND icon
412
Beyond Meat
BYND
$214M
$5K ﹤0.01%
35
– –
CC icon
413
Chemours
CC
$2.29B
$5K ﹤0.01%
336
– –
CMI icon
414
Cummins
CMI
$87.8B
$5K ﹤0.01%
33
– –
DLN icon
415
WisdomTree US LargeCap Dividend Fund
DLN
$6.42B
$5K ﹤0.01%
106
– –
EEMV icon
416
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.6B
$5K ﹤0.01%
94
– –
EFA icon
417
iShares MSCI EAFE ETF
EFA
$80.2B
$5K ﹤0.01%
70
– –
EFAV icon
418
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$5K ﹤0.01%
69
– –
FNDE icon
419
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.99B
$5K ﹤0.01%
191
+1
+0.5% +$28
FXO icon
420
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$5K ﹤0.01%
155
– –
GPI icon
421
Group 1 Automotive
GPI
$3.17B
$5K ﹤0.01%
50
– –
GRMN
422
Garmin
GRMN
$59.8B
$5K ﹤0.01%
55
– –
HFRO
423
Highland Opportunities and Income Fund
HFRO
$398M
$5K ﹤0.01%
382
– –
HPF
424
John Hancock Preferred Income Fund II
HPF
$345M
$5K ﹤0.01%
200
– –
HQY icon
425
HealthEquity
HQY
$8.82B
$5K ﹤0.01%
88
+8
+10% +$531
15 16
17
18 19

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DPCM
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NP
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IFA
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GF
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WCMNY
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Sound Income Strategies's Q3 2019 Portfolio in Review

As of Q3 2019, Sound Income Strategies held 812 positions worth $331M, up 14% from $289M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $36.1M of net new capital in Q3 2019, opening 51 new positions and adding to 132 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $329K trimmed.

  • Sound Income Strategies's largest Q3 2019 buy was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2019, an estimated $4.57M increase.
  • Sound Income Strategies's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $329K.
  • Sound Income Strategies fully exited Atmos Energy in Q3 2019, selling an estimated $179K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $331M portfolio in Q3 2019.
  • Sound Income Strategies opened 51 new positions and closed 50 in Q3 2019.
  • Sound Income Strategies's portfolio value rose 14% quarter-over-quarter to $331M.

Based on Sound Income Strategies's 13F filing for Q3 2019, filed 4 Oct 2019.