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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
+$5.94M
Cap. Flow %
3.11%
Top 10 Hldgs %
73.65%
Holding
879
New
63
Increased
99
Reduced
144
Closed
65

Top Buys

Rank Stock Value
1
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$1.31M
2
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$923K
3
MAIN icon
Main Street Capital
MAIN
+$718K
4
HTGC icon
Hercules Capital
HTGC
+$634K
5
ARCC icon
Ares Capital
ARCC
+$568K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$283K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$264K
3
JNJ icon
Johnson & Johnson
JNJ
+$139K
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$119K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$118K

Sector Composition

Rank Sector Weight
1 Financials 42.9%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
401
State Street Materials Select Sector SPDR ETF
XLB
$8.6B
$7K ﹤0.01%
260
– –
XT icon
402
iShares Future Exponential Technologies ETF
XT
$4.01B
$7K ﹤0.01%
215
– –
SIVB
403
DELISTED
SVB Financial Group
SIVB
$7K ﹤0.01%
37
– –
ADM icon
404
Archer Daniels Midland
ADM
$38.5B
$6K ﹤0.01%
142
– –
BIIB icon
405
Biogen
BIIB
$31B
$6K ﹤0.01%
20
– –
BKLN icon
406
Invesco Senior Loan ETF
BKLN
$6.76B
$6K ﹤0.01%
294
– –
CFO icon
407
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$429M
$6K ﹤0.01%
+145
New +$6.9K
CNQ icon
408
Canadian Natural Resources
CNQ
$96.4B
$6K ﹤0.01%
523
– –
FCX icon
409
Freeport-McMoran
FCX
$95.1B
$6K ﹤0.01%
592
– –
FDL icon
410
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.95B
$6K ﹤0.01%
222
-70
-24% -$2.03K
FVD icon
411
First Trust Value Line Dividend Fund
FVD
$8.4B
$6K ﹤0.01%
221
– –
GLW icon
412
Corning
GLW
$144B
$6K ﹤0.01%
200
– –
HOG icon
413
Harley-Davidson
HOG
$2.8B
$6K ﹤0.01%
180
-66
-27% -$2.59K
IVE icon
414
iShares S&P 500 Value ETF
IVE
$50.3B
$6K ﹤0.01%
59
– –
JGH icon
415
Nuveen Global High Income Fund
JGH
$355M
$6K ﹤0.01%
451
– –
LEN icon
416
Lennar Class A
LEN
$21B
$6K ﹤0.01%
167
– –
MBB icon
417
iShares MBS ETF
MBB
$39.3B
$6K ﹤0.01%
58
-20
-26% -$2.06K
MPC icon
418
Marathon Petroleum
MPC
$97.3B
$6K ﹤0.01%
100
– –
NML
419
Neuberger Energy Infrastructure and Income Fund Inc
NML
$599M
$6K ﹤0.01%
837
– –
NVO
420
Novo Nordisk
NVO
$202B
$6K ﹤0.01%
262
– –
PRF icon
421
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$6K ﹤0.01%
+300
New +$6.65K
SABA
422
Saba Capital Income & Opportunities Fund II
SABA
$222M
$6K ﹤0.01%
500
– –
UBS icon
423
UBS Group
UBS
$176B
$6K ﹤0.01%
500
– –
UNP icon
424
Union Pacific
UNP
$177B
$6K ﹤0.01%
42
– –
VCIT icon
425
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68B
$6K ﹤0.01%
78
– –
15 16
17
18 19

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NP
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WCMNY
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Sound Income Strategies's Q4 2018 Portfolio in Review

As of Q4 2018, Sound Income Strategies held 879 positions worth $191M, down 6.9% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Sound Income Strategies deployed $5.94M of net new capital in Q4 2018, opening 63 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock TCP Capital: 26,339 shares worth $343K.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 44% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $283K trimmed.

  • Sound Income Strategies's largest Q4 2018 buy was BlackRock TCP Capital: 26,339 shares worth $343K.
  • Sound Income Strategies added most to VanEck Emerging Markets High Yield Bond ETF in Q4 2018, an estimated $1.31M increase.
  • Sound Income Strategies's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $283K.
  • Sound Income Strategies fully exited American Express in Q4 2018, selling an estimated $48K.
  • Sound Income Strategies's ten largest holdings make up 74% of its $191M portfolio in Q4 2018.
  • Sound Income Strategies opened 63 new positions and closed 65 in Q4 2018.
  • Sound Income Strategies's portfolio value fell 6.9% quarter-over-quarter to $191M.

Based on Sound Income Strategies's 13F filing for Q4 2018, filed 8 Jan 2019.