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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
276
Nike
NKE
$60.1B
$33K 0.01%
248
– –
MKC icon
277
McCormick & Company Non-Voting
MKC
$14.2B
$32.8K 0.01%
368
– –
MRNA icon
278
Moderna
MRNA
$25.4B
$32.7K 0.01%
250
– –
FISV
279
Fiserv Inc
FISV
$27.4B
$32.5K 0.01%
273
– –
FTSM icon
280
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$32.5K 0.01%
542
+1
+0.2% +$60
GRWG icon
281
GrowGeneration
GRWG
$105M
$32.3K 0.01%
650
– –
SCHF icon
282
Schwab International Equity ETF
SCHF
$69.1B
$31.9K 0.01%
1,698
+530
+45% +$9.88K
ADBE icon
283
Adobe
ADBE
$103B
$31.9K 0.01%
67
– –
EW icon
284
Edwards Lifesciences
EW
$53.6B
$31.8K 0.01%
380
– –
AXP icon
285
American Express
AXP
$232B
$31.7K 0.01%
224
– –
VGSH icon
286
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$31.6K 0.01%
514
-166
-24% -$10.2K
BP icon
287
BP
BP
$111B
$31.6K 0.01%
1,298
+404
+45% +$9.73K
DVY icon
288
iShares Select Dividend ETF
DVY
$23.7B
$31.6K 0.01%
277
+105
+61% +$11.1K
SVC
289
Service Properties Trust
SVC
$1.1B
$31.2K 0.01%
526
-229
-30% -$13.8K
IRM icon
290
Iron Mountain
IRM
$37B
$31.1K 0.01%
840
+300
+56% +$10K
TAN icon
291
Invesco Solar ETF
TAN
$1.37B
$30.9K 0.01%
+337
New +$35.4K
CGC
292
Canopy Growth
CGC
$431M
$30.8K 0.01%
96
– –
JDD
293
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$30.8K 0.01%
3,250
– –
GWPH
294
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$30.4K 0.01%
140
– –
SPEM icon
295
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$30.3K 0.01%
692
– –
DIA icon
296
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$30.2K 0.01%
92
+40
+77% +$12.6K
FIHD
297
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$30.2K 0.01%
146
– –
XLE icon
298
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$30.2K 0.01%
1,230
+960
+356% +$22.1K
NEA icon
299
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$30.1K 0.01%
2,033
+1,997
+5,547% +$29.6K
SCHX icon
300
Schwab US Large- Cap ETF
SCHX
$74.5B
$30.1K 0.01%
+1,878
New +$29.4K
10 11
12
13 14

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DPCM
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NP
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IFA
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GF
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PCG
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PC
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WCMNY
Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.