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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
226
VanEck High Yield Muni ETF
HYD
$4.4B
$21K 0.01%
+334
New +$21.4K
LVS icon
227
Las Vegas Sands
LVS
$29.6B
$21K 0.01%
307
+3
+1% +$187
DHC
228
Diversified Healthcare Trust
DHC
$2.02B
$20K 0.01%
2,379
-330
-12% -$2.78K
IQI icon
229
Invesco Quality Municipal Securities
IQI
$538M
$20K 0.01%
+1,560
New +$19.5K
IVW icon
230
iShares S&P 500 Growth ETF
IVW
$77.3B
$20K 0.01%
416
+4
+1% +$185
NLY icon
231
Annaly Capital Management
NLY
$17.4B
$20K 0.01%
526
– –
QCOM icon
232
Qualcomm
QCOM
$171B
$20K 0.01%
230
+1
+0.4% +$84
SVC
233
Service Properties Trust
SVC
$1.1B
$20K 0.01%
166
-12
-7% -$1.46K
VGSH icon
234
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$20K 0.01%
333
– –
XLU icon
235
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$20K 0.01%
620
– –
IWO icon
236
iShares Russell 2000 Growth ETF
IWO
$15B
$19K 0.01%
90
– –
PSEC icon
237
Prospect Capital
PSEC
$1.15B
$19K 0.01%
2,925
-3,670
-56% -$23.9K
PSK icon
238
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$19K 0.01%
441
– –
SHY icon
239
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$19K 0.01%
230
– –
VIG icon
240
Vanguard Dividend Appreciation ETF
VIG
$115B
$19K 0.01%
153
-47
-24% -$5.69K
SRC
241
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$19K 0.01%
379
– –
FFHG
242
DELISTED
Formula Folios Hedged Growth ETF
FFHG
$19K 0.01%
685
-120
-15% -$3.25K
MIC
243
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$19K 0.01%
450
– –
VER
244
DELISTED
VEREIT, Inc.
VER
$19K 0.01%
419
– –
DOC icon
245
Healthpeak Properties
DOC
$14.2B
$18K ﹤0.01%
520
– –
IXN icon
246
iShares Global Tech ETF
IXN
$9.35B
$18K ﹤0.01%
510
– –
SCHB icon
247
Schwab US Broad Market ETF
SCHB
$44.9B
$18K ﹤0.01%
+1,404
New +$17.2K
SLB icon
248
SLB Ltd
SLB
$78.1B
$18K ﹤0.01%
+438
New +$15.6K
UBER icon
249
Uber
UBER
$154B
$18K ﹤0.01%
603
– –
CGC
250
Canopy Growth
CGC
$433M
$17K ﹤0.01%
81
+18
+29% +$3.57K
8 9
10
11 12

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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.