Soros Fund Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Soros Fund Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-12,800	Closed	-$183K	–	333
2014 Q2	$183K	Buy	+12,800	New	+$177K	﹤0.01%	300

Other funds holding PFLT

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Soros Fund Management's PFLT Position: Q3 2014 in Review

Soros Fund Management sold out of PennantPark Floating Rate Capital (PFLT) in Q3 2014, closing a stake of 12,800 shares — an estimated $183K sold.

Soros Fund Management first reported a position in PFLT in Q2 2014 and held it in 1 quarter. The position peaked at $183K in Q2 2014. 44 funds tracked by Wall St. Rank hold PFLT as of Q3 2014.

Soros Fund Management reported no remaining PennantPark Floating Rate Capital position as of Q3 2014 after selling out during the quarter.
Soros Fund Management sold 12,800 PennantPark Floating Rate Capital shares in Q3 2014, an estimated $183K.
Soros Fund Management first reported a position in PennantPark Floating Rate Capital in Q2 2014 and held it in 1 quarter.
Soros Fund Management's PennantPark Floating Rate Capital position peaked at $183K in Q2 2014.
44 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2014.

Based on Soros Fund Management's 13F filing for Q3 2014, filed 14 Nov 2014.