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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.85%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$10.8M
Cap. Flow
-$16.3M
Cap. Flow %
-9.15%
Top 10 Hldgs %
58.19%
Holding
292
New
31
Increased
37
Reduced
81
Closed
27

Top Buys

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$18.2M
2
WDC icon
Western Digital
WDC
+$872K
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$760K
4
SAFM
Sanderson Farms Inc
SAFM
+$596K
5
TSM icon
TSMC
TSM
+$594K

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$21.1M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$5.02M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$4.54M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$4.45M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.45M

Sector Composition

Rank Sector Weight
1 Healthcare 6.12%
2 Technology 5.13%
3 Financials 4.51%
4 Consumer Discretionary 4.2%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFV icon
126
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$71K 0.04%
3,982
-175
-4% -$3.16K
VNQ icon
127
Vanguard Real Estate ETF
VNQ
$39.2B
$70K 0.04%
884
-42
-5% -$3.33K
AGN
128
DELISTED
Allergan plc
AGN
$69K 0.04%
220
+100
+83% +$29.8K
DNP icon
129
DNP Select Income Fund
DNP
$4.05B
$67K 0.04%
7,450
– –
SPY icon
130
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$66K 0.04%
325
-95
-23% -$19.5K
CG icon
131
Carlyle Group
CG
$18.2B
$65K 0.04%
4,169
+3,649
+702% +$65K
BIV icon
132
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$60K 0.03%
725
– –
PM icon
133
Philip Morris
PM
$291B
$59K 0.03%
671
– –
RQI icon
134
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$59K 0.03%
4,835
– –
PCEF icon
135
Invesco CEF Income Composite ETF
PCEF
$812M
$54K 0.03%
2,535
– –
REGN icon
136
Regeneron Pharmaceuticals
REGN
$78.3B
$54K 0.03%
+100
New +$54.2K
DD icon
137
DuPont de Nemours
DD
$19.3B
$53K 0.03%
403
– –
RTX icon
138
RTX Corp
RTX
$294B
$50K 0.03%
834
– –
GSK icon
139
GSK
GSK
$103B
$48K 0.03%
878
– –
T icon
140
AT&T
T
$160B
$48K 0.03%
1,842
-123
-6% -$3.12K
KR icon
141
Kroger
KR
$35.4B
$44K 0.02%
1,046
-13,301
-93% -$516K
MSFT icon
142
Microsoft
MSFT
$3.66T
$44K 0.02%
793
+604
+320% +$31.8K
MDLZ icon
143
Mondelez International
MDLZ
$79.2B
$43K 0.02%
951
– –
BUI icon
144
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$720M
$42K 0.02%
2,500
– –
CB icon
145
Chubb
CB
$134B
$38K 0.02%
+284
New +$32.1K
HOLX
146
DELISTED
Hologic
HOLX
$38K 0.02%
988
– –
PCY icon
147
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$38K 0.02%
1,315
– –
AMLP icon
148
Alerian MLP ETF
AMLP
$12.9B
$37K 0.02%
487
-453
-48% -$28.3K
CLX icon
149
Clorox
CLX
$12.7B
$37K 0.02%
291
– –
GILD icon
150
Gilead Sciences
GILD
$168B
$37K 0.02%
362
– –
4 5
6
7 8

Similar funds

AIM
Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return
MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Shamrock Asset Management held 292 positions worth $178M, down 5.7% from $189M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Shamrock Asset Management withdrew a net $16.3M in Q4 2015, closing 27 positions and reducing 81 holdings. Its most notable exit was First Trust Health Care AlphaDEX Fund, an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, up from 5.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Financials AlphaDEX Fund worth $17.9M.

  • Shamrock Asset Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 772,323 shares worth $17.9M.
  • Shamrock Asset Management added most to Western Digital in Q4 2015, an estimated $872K increase.
  • Shamrock Asset Management's biggest Q4 2015 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $5.02M.
  • Shamrock Asset Management fully exited First Trust Health Care AlphaDEX Fund in Q4 2015, selling an estimated $21.1M.
  • Shamrock Asset Management's ten largest holdings make up 58% of its $178M portfolio in Q4 2015.
  • Shamrock Asset Management opened 31 new positions and closed 27 in Q4 2015.
  • Shamrock Asset Management's portfolio value fell 5.7% quarter-over-quarter to $178M.

Based on Shamrock Asset Management's 13F filing for Q4 2015, filed 1 Feb 2016.