SG3 Management’s ARK Innovation ETF ARKK Stock Holding History

SG3 Management’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-27,900	Closed	-$1.05M	–	220
2022 Q3	$1.05M	Buy	+27,900	New	+$1.24M	0.14%	93
2022 Q2	–	Sell	-148,200	Closed	-$9.82M	–	427
2022 Q1	$9.82M	Buy	148,200 +53,200	+56%	+$3.75M	0.28%	85
2021 Q4	$8.99M	Buy	+95,000	New	+$10.4M	0.18%	103
2021 Q3	–	Sell	-20,000	Closed	-$2.62M	–	979
2021 Q2	$2.62M	Sell	20,000 -131,200	-87%	-$15.3M	0.09%	252
2021 Q1	$18.1M	Sell	151,200 -65,200	-30%	-$8.82M	0.45%	34
2020 Q4	$26.9M	Buy	+216,400	New	+$23.5M	0.51%	30

Other funds holding ARKK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.85B AUM 36.09% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SG3 Management's ARKK Position: Q4 2022 in Review

SG3 Management sold out of ARK Innovation ETF (ARKK) in Q4 2022, closing a stake of 10,400 shares — an estimated $392K sold.

SG3 Management first reported a position in ARKK in Q4 2020 and held it in 4 quarters. The position peaked at $4.98M in Q4 2020. 595 funds tracked by Wall St. Rank hold ARKK as of Q4 2022.

SG3 Management reported no remaining ARK Innovation ETF position as of Q4 2022 after selling out during the quarter.
SG3 Management sold 10,400 ARK Innovation ETF shares in Q4 2022, an estimated $392K.
SG3 Management first reported a position in ARK Innovation ETF in Q4 2020 and held it in 4 quarters.
SG3 Management's ARK Innovation ETF position peaked at $4.98M in Q4 2020.
595 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q4 2022.

Based on SG3 Management's 13F filing for Q4 2022, filed 14 Feb 2023.