SIAG
DIAX

Safeguard Investment Advisory Group’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Safeguard Investment Advisory Group’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q1 		– Sell
-524
Closed -$7K – 225
2020
Q4 		$7K Buy
+524
New +$7.49K 0.01% 468

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Safeguard Investment Advisory Group's DIAX Position: Q1 2021 in Review

Safeguard Investment Advisory Group sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2021, closing a stake of 524 shares — an estimated $7K sold.

Safeguard Investment Advisory Group first reported a position in DIAX in Q4 2020 and held it in 1 quarter. The position peaked at $7K in Q4 2020. 94 funds tracked by Wall St. Rank hold DIAX as of Q1 2021.

  • Safeguard Investment Advisory Group reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2021 after selling out during the quarter.
  • Safeguard Investment Advisory Group sold 524 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2021, an estimated $7K.
  • Safeguard Investment Advisory Group first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2020 and held it in 1 quarter.
  • Safeguard Investment Advisory Group's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $7K in Q4 2020.
  • 94 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2021.

Based on Safeguard Investment Advisory Group's 13F filing for Q1 2021, filed 10 May 2021.