RRA

Round Rock Advisors Portfolio holdings

AUM $580M
1-Year Return 13.32%
This Quarter Return
-1.49%
1 Year Return
+13.32%
3 Year Return
+56.19%
5 Year Return
–
10 Year Return
–
AUM
$539M
AUM Growth
+$51.7M
Cap. Flow
+$64.7M
Cap. Flow %
11.99%
Top 10 Hldgs %
47.01%
Holding
233
New
16
Increased
112
Reduced
62
Closed
17

Top Buys

1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$14.5M
2
TRIN icon
Trinity Capital
TRIN
$5.17M
3
DMLP icon
Dorchester Minerals
DMLP
$4.9M
4
TSLX icon
Sixth Street Specialty
TSLX
$4.26M
5
QQQ icon
Invesco QQQ Trust
QQQ
$3.93M

Top Sells

1
AAPL icon
Apple
AAPL
$2.24M
2
AMZN icon
Amazon
AMZN
$1.24M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
$758K
4
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
$635K
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$567K

Sector Composition

1 Financials 12.68%
2 Technology 8.83%
3 Energy 3.68%
4 Healthcare 3.47%
5 Communication Services 2.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPMD icon
201
SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$14.4B
$213K 0.04%
4,161
– –
VCEB icon
202
Vanguard ESG US Corporate Bond ETF
VCEB
$883M
$212K 0.04%
3,368
-40
-1% -$2.52K
MAIN icon
203
Main Street Capital
MAIN
$5.95B
$211K 0.04%
+3,730
New +$211K
BABA icon
204
Alibaba
BABA
$323B
$211K 0.04%
+1,594
New +$211K
IGD
205
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$466M
$209K 0.04%
36,252
+11,696
+48% +$67.5K
PPA icon
206
Invesco Aerospace & Defense ETF
PPA
$6.2B
$209K 0.04%
1,792
– –
IUSG icon
207
iShares Core S&P US Growth ETF
IUSG
$24.6B
$208K 0.04%
1,639
– –
BOND icon
208
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.84B
$206K 0.04%
2,223
– –
XLP icon
209
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$204K 0.04%
2,499
-100
-4% -$8.17K
BA icon
210
Boeing
BA
$174B
$202K 0.04%
1,183
-824
-41% -$140K
ABT icon
211
Abbott
ABT
$231B
$201K 0.04%
+1,513
New +$201K
ACRE
212
Ares Commercial Real Estate
ACRE
$282M
$167K 0.03%
+36,125
New +$167K
NBH
213
Neuberger Berman Municipal Fund
NBH
$299M
$166K 0.03%
15,944
-2,000
-11% -$20.8K
TEI
214
Templeton Emerging Markets Income Fund
TEI
$294M
$151K 0.03%
28,028
+4,770
+21% +$25.7K
MSD
215
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$141K 0.03%
17,528
+5,955
+51% +$47.9K
FNWB icon
216
First Northwest Bancorp
FNWB
$63.2M
$108K 0.02%
+10,652
New +$108K
AVGO icon
217
Broadcom
AVGO
$1.58T
– –
-1,027
Closed -$238K
CEG icon
218
Constellation Energy
CEG
$94.2B
– –
-1,418
Closed -$317K
DBEU icon
219
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$696M
– –
-7,600
Closed -$313K
FDIS icon
220
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.89B
– –
-2,300
Closed -$224K
FNCL icon
221
Fidelity MSCI Financials Index ETF
FNCL
$2.34B
– –
-3,000
Closed -$206K
FNDA icon
222
Schwab Fundamental US Small Company Index ETF
FNDA
$9B
– –
-17,495
Closed -$520K
FNDX icon
223
Schwab Fundamental US Large Company Index ETF
FNDX
$19.9B
– –
-26,827
Closed -$635K
JQUA icon
224
JPMorgan US Quality Factor ETF
JQUA
$7.22B
– –
-3,500
Closed -$200K
MINT icon
225
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
– –
-2,375
Closed -$238K
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