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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$631M
AUM Growth
+$51.5M
Cap. Flow
+$9.53M
Cap. Flow %
1.51%
Top 10 Hldgs %
45.72%
Holding
364
New
149
Increased
66
Reduced
67
Closed
37

Top Buys

Rank Stock Value
1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$8.61M
2
NBSD
Neuberger Short Duration Income ETF
NBSD
+$8.58M
3
SWIM icon
Latham Group
SWIM
+$1.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.49M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$15.3M
2
DMLP icon
Dorchester Minerals
DMLP
+$8.63M
3
TRIN icon
Trinity Capital Inc.
TRIN
+$8.17M
4
TSLX icon
Sixth Street Specialty
TSLX
+$6.69M
5
MPV
Barings Participation Investors
MPV
+$4.14M

Sector Composition

Rank Sector Weight
1 Technology 11.04%
2 Financials 6.88%
3 Industrials 4.36%
4 Healthcare 4.03%
5 Consumer Discretionary 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THRM icon
151
Gentherm
THRM
$1.32B
$590K 0.09%
+15,890
New +$538K
PRCH icon
152
Porch Group
PRCH
$1.92B
$584K 0.09%
+35,789
New +$549K
XERS icon
153
Xeris Biopharma Holdings
XERS
$1.52B
$582K 0.09%
+63,772
New +$424K
NWPX icon
154
NWPX Infrastructure Inc
NWPX
$1.11B
$582K 0.09%
+10,718
New +$512K
AVGO icon
155
Broadcom
AVGO
$1.98T
$579K 0.09%
1,755
+101
+6% +$31K
SHOP icon
156
Shopify
SHOP
$204B
$577K 0.09%
3,880
– –
DIS icon
157
Walt Disney
DIS
$178B
$571K 0.09%
4,987
+159
+3% +$18.7K
AEIS icon
158
Advanced Energy
AEIS
$13.5B
$556K 0.09%
+3,264
New +$491K
PSMT icon
159
Pricesmart
PSMT
$5.55B
$555K 0.09%
+4,510
New +$499K
GRBK icon
160
Green Brick Partners
GRBK
$3.02B
$554K 0.09%
+8,970
New +$613K
ESE icon
161
ESCO Technologies
ESE
$7.78B
$547K 0.09%
+2,592
New +$513K
CLMB icon
162
Climb Global Solutions
CLMB
$527M
$533K 0.08%
+16,240
New +$482K
VZ icon
163
Verizon
VZ
$200B
$530K 0.08%
12,063
+6,555
+119% +$284K
ITA icon
164
iShares US Aerospace & Defense ETF
ITA
$14.9B
$523K 0.08%
+2,500
New +$492K
BC icon
165
Brunswick
BC
$5.21B
$522K 0.08%
+8,254
New +$512K
CGXU icon
166
Capital Group International Focus Equity ETF
CGXU
$6.63B
$520K 0.08%
17,543
– –
TNL icon
167
Travel + Leisure Co
TNL
$4.58B
$519K 0.08%
8,729
– –
PLTR icon
168
Palantir
PLTR
$430B
$518K 0.08%
2,837
-33
-1% -$5.35K
WPC icon
169
W.P. Carey
WPC
$16.3B
$516K 0.08%
7,634
+274
+4% +$17.9K
GDX icon
170
VanEck Gold Miners ETF
GDX
$26.9B
$511K 0.08%
6,693
– –
NEU icon
171
NewMarket
NEU
$8.72B
$507K 0.08%
+612
New +$471K
HROW icon
172
Harrow
HROW
$1.48B
$500K 0.08%
+10,385
New +$391K
HALO icon
173
Halozyme
HALO
$11.6B
$499K 0.08%
+6,809
New +$452K
ALKS icon
174
Alkermes
ALKS
$8.44B
$498K 0.08%
+16,590
New +$468K
CPRX
175
DELISTED
Catalyst Pharmaceutical
CPRX
$497K 0.08%
+25,110
New +$516K
5 6
7
8 9

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Round Rock Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Round Rock Advisors held 364 positions worth $631M, up 8.9% from $580M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Round Rock Advisors's Q3 2025 filing shows 149 new, 66 increased, 67 reduced and 37 closed positions. Its largest new stake was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $15.3M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Financials and Industrials.

  • Round Rock Advisors's largest Q3 2025 buy was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M.
  • Round Rock Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $1.52M increase.
  • Round Rock Advisors's biggest Q3 2025 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $15.3M.
  • Round Rock Advisors fully exited Dorchester Minerals in Q3 2025, selling an estimated $8.63M.
  • Round Rock Advisors's ten largest holdings make up 46% of its $631M portfolio in Q3 2025.
  • Round Rock Advisors opened 149 new positions and closed 37 in Q3 2025.
  • Round Rock Advisors's portfolio value rose 8.9% quarter-over-quarter to $631M.

Based on Round Rock Advisors's 13F filing for Q3 2025, filed 14 Nov 2025.