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RRA
Round Rock Advisors Portfolio holdings
AUM
$776M
1-Year Est. Return
39.53%
This Fund
S&P 500
This Quarter
Est. Return
+8.69%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$244M
AUM Growth
+$23.4M
(+11%)
Cap. Flow
+$6.5M
Cap. Flow
% of AUM
2.66%
Top 10 Holdings %
Top 10 Hldgs %
53.93%
Holding
158
New
16
Increased
55
Reduced
40
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$2.6M |
| 2 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$2.1M |
| 3 |
State Street SPDR S&P Semiconductor ETF
XSD
|
+$886K |
| 4 |
RTX Corp
RTX
|
+$320K |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$295K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$1.85M |
| 2 |
VanEck Semiconductor ETF
SMH
|
+$796K |
| 3 |
PIMCO Dynamic Income Fund
PDI
|
+$372K |
| 4 |
BorgWarner
BWA
|
+$283K |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$275K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.06% |
| 2 | Healthcare | 2.49% |
| 3 | Consumer Discretionary | 2.15% |
| 4 | Industrials | 2.03% |
| 5 | Energy | 1.76% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PPT
151
Franklin Premier Income Trust
PPT
$332M
| $43.6K | 0.02% |
+12,000
| New | +$43.6K |
|
|
EMX
152
DELISTED
EMX Royalty
EMX
| $18.9K | 0.01% |
10,000
| – | – |
|
153
Presidio Property Trust Inc Series A Warrants
SQFTW
$196K
| $721 | ﹤0.01% |
13,110
| – | – |
|
|
154
BorgWarner
BWA
$13.8B
| – | – |
-10,224
| Closed | -$283K |
|
|
155
PIMCO Dynamic Income Fund
PDI
$7.33B
| – | – |
-19,194
| Closed | -$372K |
|
|
156
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
| – | – |
-3,387
| Closed | -$275K |
|
157
Vanguard ESG US Corporate Bond ETF
VCEB
$1.15B
| – | – |
-3,403
| Closed | -$202K |
|
158
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
| – | – |
-4,562
| Closed | -$220K |
|
Similar funds
PC
SC
LA
PGA
CCA
RTM
NCM
JSL
Round Rock Advisors's Q4 2022 Portfolio in Review
As of Q4 2022, Round Rock Advisors held 158 positions worth $244M, up 11% from $221M the previous quarter. Its ten largest holdings account for 54% of the portfolio.
Round Rock Advisors's Q4 2022 filing shows 16 new, 55 increased, 40 reduced and 5 closed positions. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 5,303 shares worth $887K. The largest sale was Invesco QQQ Trust, an estimated $1.85M.
By sector, the portfolio is most concentrated in Technology at 5.1% of assets, down from 5.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Round Rock Advisors's largest Q4 2022 buy was State Street SPDR S&P Semiconductor ETF: 5,303 shares worth $887K.
- Round Rock Advisors added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $2.6M increase.
- Round Rock Advisors's biggest Q4 2022 reduction was Invesco QQQ Trust, cutting an estimated $1.85M.
- Round Rock Advisors fully exited PIMCO Dynamic Income Fund in Q4 2022, selling an estimated $372K.
- Round Rock Advisors's ten largest holdings make up 54% of its $244M portfolio in Q4 2022.
- Round Rock Advisors opened 16 new positions and closed 5 in Q4 2022.
- Round Rock Advisors's portfolio value rose 11% quarter-over-quarter to $244M.
Based on Round Rock Advisors's 13F filing for Q4 2022, filed 19 Jan 2023.