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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$397M
AUM Growth
+$134M
Cap. Flow
+$100M
Cap. Flow %
25.21%
Top 10 Hldgs %
45.22%
Holding
191
New
50
Increased
53
Reduced
56
Closed
7

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$12.9M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$10.7M
3
AAPL icon
Apple
AAPL
+$10M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.82M
5
UNH icon
UnitedHealth
UNH
+$6.35M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$844K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$793K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$515K
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$446K
5
DVY icon
iShares Select Dividend ETF
DVY
+$346K

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Financials 6.45%
3 Healthcare 5.49%
4 Communication Services 3.36%
5 Consumer Discretionary 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
126
Regeneron Pharmaceuticals
REGN
$83B
$404K 0.1%
460
– –
UNP icon
127
Union Pacific
UNP
$177B
$398K 0.1%
1,622
-2
-0.1% -$440
FBND icon
128
Fidelity Total Bond ETF
FBND
$27.4B
$395K 0.1%
8,573
-4,630
-35% -$204K
TMO icon
129
Thermo Fisher Scientific
TMO
$220B
$393K 0.1%
741
+1
+0.1% +$484
BX icon
130
Blackstone
BX
$112B
$393K 0.1%
3,000
– –
META icon
131
Meta Platforms (Facebook)
META
$1.52T
$382K 0.1%
1,080
-87
-7% -$28.3K
IGD
132
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$526M
$381K 0.1%
76,634
– –
YUM icon
133
Yum! Brands
YUM
$41.2B
$373K 0.09%
2,858
-100
-3% -$12.5K
TNL icon
134
Travel + Leisure Co
TNL
$4.58B
$366K 0.09%
+9,360
New +$339K
ICSH icon
135
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$363K 0.09%
7,210
– –
NVS icon
136
Novartis
NVS
$288B
$353K 0.09%
3,500
-85
-2% -$8.21K
VTEB icon
137
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$353K 0.09%
6,907
– –
NBH
138
Neuberger Municipal Fund Inc
NBH
$304M
$346K 0.09%
33,431
-10,000
-23% -$95.9K
BNY
139
Bank of New York Mellon
BNY
$110B
$346K 0.09%
6,645
– –
VZ icon
140
Verizon
VZ
$200B
$345K 0.09%
9,153
-537
-6% -$19K
BA icon
141
Boeing
BA
$182B
$339K 0.09%
+1,300
New +$278K
T icon
142
AT&T
T
$168B
$338K 0.09%
20,163
-1,413
-7% -$22.3K
VOE icon
143
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$335K 0.08%
2,309
– –
BGB
144
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$334K 0.08%
29,498
– –
DOW icon
145
Dow Inc
DOW
$21.9B
$333K 0.08%
+6,073
New +$310K
PNR icon
146
Pentair
PNR
$10.7B
$313K 0.08%
+4,300
New +$277K
WPC icon
147
W.P. Carey
WPC
$16.3B
$312K 0.08%
4,814
+146
+3% +$8.41K
IBDP
148
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$311K 0.08%
+12,475
New +$309K
GS icon
149
Goldman Sachs
GS
$304B
$309K 0.08%
+800
New +$267K
MSD
150
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$305K 0.08%
43,819
-32,152
-42% -$209K
4 5
6
7 8

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PGA
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NCM
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JSL
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Round Rock Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Round Rock Advisors held 191 positions worth $397M, up 51% from $264M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Round Rock Advisors deployed $100M of net new capital in Q4 2023, opening 50 new positions and adding to 53 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 20 shares worth $10.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 5.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Schwab US Dividend Equity ETF, an estimated $844K trimmed.

  • Round Rock Advisors's largest Q4 2023 buy was Berkshire Hathaway Class A: 20 shares worth $10.9M.
  • Round Rock Advisors added most to Microsoft in Q4 2023, an estimated $12.9M increase.
  • Round Rock Advisors's biggest Q4 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $844K.
  • Round Rock Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q4 2023, selling an estimated $279K.
  • Round Rock Advisors's ten largest holdings make up 45% of its $397M portfolio in Q4 2023.
  • Round Rock Advisors opened 50 new positions and closed 7 in Q4 2023.
  • Round Rock Advisors's portfolio value rose 51% quarter-over-quarter to $397M.

Based on Round Rock Advisors's 13F filing for Q4 2023, filed 29 Jan 2024.