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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
-3.89%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$13.2M
Cap. Flow
-$2M
Cap. Flow %
-0.76%
Top 10 Hldgs %
55.74%
Holding
147
New
2
Increased
43
Reduced
44
Closed
6

Top Buys

Rank Stock Value
1
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$919K
2
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$483K
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$315K
4
PARA
Paramount Global Class B
PARA
+$267K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$247K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.71M
2
AMZN icon
Amazon
AMZN
+$422K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$316K
4
T icon
AT&T
T
+$293K
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$280K

Sector Composition

Rank Sector Weight
1 Technology 5.25%
2 Industrials 1.78%
3 Healthcare 1.73%
4 Consumer Discretionary 1.54%
5 Energy 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEI
126
Templeton Emerging Markets Income Fund
TEI
$321M
$228K 0.09%
49,393
+7,052
+17% +$35.4K
PDO
127
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
$225K 0.09%
18,945
– –
VXUS icon
128
Vanguard Total International Stock ETF
VXUS
$164B
$212K 0.08%
3,963
– –
BOND icon
129
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$212K 0.08%
2,412
+1
+0% +$90
ESGD icon
130
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$210K 0.08%
3,041
– –
XLF icon
131
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$208K 0.08%
6,271
– –
MAR icon
132
Marriott International
MAR
$91.9B
$206K 0.08%
+1,049
New +$208K
MUB icon
133
iShares National Muni Bond ETF
MUB
$45.9B
$202K 0.08%
1,970
– –
EOS
134
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$186K 0.07%
10,805
– –
HYT icon
135
BlackRock Corporate High Yield Fund
HYT
$1.37B
$101K 0.04%
11,682
– –
UNG icon
136
United States Natural Gas Fund
UNG
$489M
$91.5K 0.03%
3,348
– –
IHD
137
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$134M
$59.3K 0.02%
12,030
– –
PPT
138
Franklin Premier Income Trust
PPT
$332M
$40.2K 0.02%
12,000
– –
QSI icon
139
Quantum-Si Incorporated
QSI
$172M
$36.3K 0.01%
21,885
– –
EMX
140
DELISTED
EMX Royalty
EMX
$17.8K 0.01%
10,000
– –
SQFTW icon
141
Presidio Property Trust Inc Series A Warrants
SQFTW
$196K
$446 ﹤0.01%
13,110
– –
DIS icon
142
Walt Disney
DIS
$181B
– –
-2,277
Closed -$203K
DSU icon
143
BlackRock Debt Strategies Fund
DSU
$600M
– –
-28,648
Closed -$280K
SBUX icon
144
Starbucks
SBUX
$124B
– –
-2,219
Closed -$220K
SHOP icon
145
Shopify
SHOP
$204B
– –
-3,880
Closed -$251K
VCR icon
146
Vanguard Consumer Discretionary ETF
VCR
$6.11B
– –
-720
Closed -$204K
XBI icon
147
State Street SPDR S&P Biotech ETF
XBI
$10.3B
– –
-2,958
Closed -$246K
2 3 4 5
6

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Round Rock Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Round Rock Advisors held 147 positions worth $264M, down 4.8% from $277M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Round Rock Advisors's Q3 2023 filing shows 2 new, 43 increased, 44 reduced and 6 closed positions. Its largest new stake was Capital Group International Focus Equity ETF: 39,961 shares worth $869K. The largest sale was Apple, an estimated $1.71M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 6.1% a quarter earlier, followed by Industrials and Healthcare.

  • Round Rock Advisors's largest Q3 2023 buy was Capital Group International Focus Equity ETF: 39,961 shares worth $869K.
  • Round Rock Advisors added most to JPMorgan Nasdaq Equity Premium Income ETF in Q3 2023, an estimated $483K increase.
  • Round Rock Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $1.71M.
  • Round Rock Advisors fully exited BlackRock Debt Strategies Fund in Q3 2023, selling an estimated $280K.
  • Round Rock Advisors's ten largest holdings make up 56% of its $264M portfolio in Q3 2023.
  • Round Rock Advisors opened 2 new positions and closed 6 in Q3 2023.
  • Round Rock Advisors's portfolio value fell 4.8% quarter-over-quarter to $264M.

Based on Round Rock Advisors's 13F filing for Q3 2023, filed 16 Oct 2023.