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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$261M
AUM Growth
+$16.5M
Cap. Flow
+$3.1M
Cap. Flow %
1.19%
Top 10 Hldgs %
55.82%
Holding
160
New
7
Increased
43
Reduced
56
Closed
18

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.24M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$956K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$896K
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$840K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$692K

Top Sells

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$787K
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$677K
3
NEM icon
Newmont
NEM
+$629K
4
RH icon
RH
RH
+$550K
5
DOW icon
Dow Inc
DOW
+$461K

Sector Composition

Rank Sector Weight
1 Technology 5.56%
2 Consumer Discretionary 2.12%
3 Industrials 1.84%
4 Healthcare 1.82%
5 Energy 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRO icon
126
iShares Core Dividend Growth ETF
DGRO
$43.9B
$233K 0.09%
4,659
-346
-7% -$17.4K
WMT icon
127
Walmart Inc
WMT
$921B
$229K 0.09%
4,659
– –
DIS icon
128
Walt Disney
DIS
$181B
$228K 0.09%
+2,277
New +$230K
SBUX icon
129
Starbucks
SBUX
$124B
$224K 0.09%
2,153
+75
+4% +$7.81K
BOND icon
130
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$224K 0.09%
2,410
+1
+0% +$92
XLF icon
131
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$220K 0.08%
6,854
+8
+0.1% +$278
ESGD icon
132
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$218K 0.08%
+3,041
New +$213K
MUB icon
133
iShares National Muni Bond ETF
MUB
$45.9B
$212K 0.08%
1,970
-504
-20% -$53.9K
YUMC icon
134
Yum China
YUMC
$16.2B
$209K 0.08%
+3,296
New +$199K
EOS
135
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$177K 0.07%
10,805
– –
HYT icon
136
BlackRock Corporate High Yield Fund
HYT
$1.37B
$165K 0.06%
18,882
– –
EFR
137
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$125K 0.05%
11,000
-1,000
-8% -$11.6K
IHD
138
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$134M
$73.3K 0.03%
13,645
– –
PPT
139
Franklin Premier Income Trust
PPT
$332M
$42.7K 0.02%
12,000
– –
QSI icon
140
Quantum-Si Incorporated
QSI
$172M
$38.5K 0.01%
21,885
-3,000
-12% -$5.92K
EMX
141
DELISTED
EMX Royalty
EMX
$19.9K 0.01%
10,000
– –
SQFTW icon
142
Presidio Property Trust Inc Series A Warrants
SQFTW
$196K
$544 ﹤0.01%
13,110
– –
AAXJ icon
143
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
– –
-4,187
Closed -$271K
AGO icon
144
Assured Guaranty
AGO
$3.35B
– –
-5,400
Closed -$300K
BKN
145
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
– –
-11,600
Closed -$135K
BMY icon
146
Bristol-Myers Squibb
BMY
$132B
– –
-5,713
Closed -$411K
BP icon
147
BP
BP
$110B
– –
-8,950
Closed -$313K
C icon
148
Citigroup
C
$233B
– –
-5,115
Closed -$231K
DOW icon
149
Dow Inc
DOW
$21.9B
– –
-9,158
Closed -$461K
GGN
150
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
– –
-15,000
Closed -$54.5K
3 4 5
6
7

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Round Rock Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Round Rock Advisors held 160 positions worth $261M, up 6.8% from $244M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Round Rock Advisors's Q1 2023 filing shows 7 new, 43 increased, 56 reduced and 18 closed positions. Its largest new stake was Deere & Co: 1,627 shares worth $672K. The largest sale was Lockheed Martin, an estimated $787K.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, up from 5.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Round Rock Advisors's largest Q1 2023 buy was Deere & Co: 1,627 shares worth $672K.
  • Round Rock Advisors added most to JPMorgan Equity Premium Income ETF in Q1 2023, an estimated $1.24M increase.
  • Round Rock Advisors's biggest Q1 2023 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $677K.
  • Round Rock Advisors fully exited Lockheed Martin in Q1 2023, selling an estimated $787K.
  • Round Rock Advisors's ten largest holdings make up 56% of its $261M portfolio in Q1 2023.
  • Round Rock Advisors opened 7 new positions and closed 18 in Q1 2023.
  • Round Rock Advisors's portfolio value rose 6.8% quarter-over-quarter to $261M.

Based on Round Rock Advisors's 13F filing for Q1 2023, filed 2 May 2023.