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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$244M
AUM Growth
+$23.4M
Cap. Flow
+$6.5M
Cap. Flow %
2.66%
Top 10 Hldgs %
53.93%
Holding
158
New
16
Increased
55
Reduced
40
Closed
5

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.6M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.1M
3
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$886K
4
RTX icon
RTX Corp
RTX
+$320K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$295K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.85M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$796K
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$372K
4
BWA icon
BorgWarner
BWA
+$283K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$275K

Sector Composition

Rank Sector Weight
1 Technology 5.06%
2 Healthcare 2.49%
3 Consumer Discretionary 2.15%
4 Industrials 2.03%
5 Energy 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBI icon
126
MBIA
MBI
$262M
$265K 0.11%
20,000
– –
MUB icon
127
iShares National Muni Bond ETF
MUB
$45.9B
$261K 0.11%
2,474
+499
+25% +$52K
REGN icon
128
Regeneron Pharmaceuticals
REGN
$83B
$260K 0.11%
360
-10
-3% -$7.38K
GDX icon
129
VanEck Gold Miners ETF
GDX
$26.9B
$251K 0.1%
8,745
– –
DGRO icon
130
iShares Core Dividend Growth ETF
DGRO
$43.9B
$250K 0.1%
5,005
-1,035
-17% -$50.8K
PDO
131
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
$242K 0.1%
+18,945
New +$261K
XLF icon
132
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$234K 0.1%
6,846
-989
-13% -$33.5K
C icon
133
Citigroup
C
$231B
$231K 0.09%
5,115
+300
+6% +$13.6K
NKE icon
134
Nike
NKE
$61.2B
$230K 0.09%
+1,963
New +$198K
GSLC icon
135
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$226K 0.09%
2,963
-100
-3% -$7.66K
PARA
136
DELISTED
Paramount Global Class B
PARA
$225K 0.09%
13,333
-1,000
-7% -$18.4K
FLG
137
Flagstar Bank National Association
FLG
$5.9B
$221K 0.09%
6,850
– –
WMT icon
138
Walmart Inc
WMT
$921B
$220K 0.09%
4,659
– –
BOND icon
139
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$218K 0.09%
+2,409
New +$217K
NVDA icon
140
NVIDIA
NVDA
$5.46T
$217K 0.09%
+14,850
New +$218K
SBUX icon
141
Starbucks
SBUX
$124B
$206K 0.08%
+2,078
New +$196K
EOS
142
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$179K 0.07%
10,805
-1,900
-15% -$31.7K
HYT icon
143
BlackRock Corporate High Yield Fund
HYT
$1.37B
$165K 0.07%
18,882
– –
VOXX
144
DELISTED
VOXX International Corporation Class A
VOXX
$147K 0.06%
15,000
– –
BKN
145
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$135K 0.06%
+11,600
New +$138K
EFR
146
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$131K 0.05%
+12,000
New +$134K
PLTR icon
147
Palantir
PLTR
$430B
$79.7K 0.03%
+12,412
New +$94.1K
IHD
148
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$133M
$70.4K 0.03%
+13,645
New +$69.2K
GGN
149
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$54.5K 0.02%
+15,000
New +$52.2K
QSI icon
150
Quantum-Si Incorporated
QSI
$172M
$45.5K 0.02%
24,885
+850
+4% +$2.19K
3 4 5
6
7

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Round Rock Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Round Rock Advisors held 158 positions worth $244M, up 11% from $221M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Round Rock Advisors's Q4 2022 filing shows 16 new, 55 increased, 40 reduced and 5 closed positions. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 5,303 shares worth $887K. The largest sale was Invesco QQQ Trust, an estimated $1.85M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, down from 5.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Round Rock Advisors's largest Q4 2022 buy was State Street SPDR S&P Semiconductor ETF: 5,303 shares worth $887K.
  • Round Rock Advisors added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $2.6M increase.
  • Round Rock Advisors's biggest Q4 2022 reduction was Invesco QQQ Trust, cutting an estimated $1.85M.
  • Round Rock Advisors fully exited PIMCO Dynamic Income Fund in Q4 2022, selling an estimated $372K.
  • Round Rock Advisors's ten largest holdings make up 54% of its $244M portfolio in Q4 2022.
  • Round Rock Advisors opened 16 new positions and closed 5 in Q4 2022.
  • Round Rock Advisors's portfolio value rose 11% quarter-over-quarter to $244M.

Based on Round Rock Advisors's 13F filing for Q4 2022, filed 19 Jan 2023.