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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$631M
AUM Growth
+$51.5M
Cap. Flow
+$9.53M
Cap. Flow %
1.51%
Top 10 Hldgs %
45.72%
Holding
364
New
149
Increased
66
Reduced
67
Closed
37

Top Buys

Rank Stock Value
1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$8.61M
2
NBSD
Neuberger Short Duration Income ETF
NBSD
+$8.58M
3
SWIM icon
Latham Group
SWIM
+$1.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.49M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$15.3M
2
DMLP icon
Dorchester Minerals
DMLP
+$8.63M
3
TRIN icon
Trinity Capital Inc.
TRIN
+$8.17M
4
TSLX icon
Sixth Street Specialty
TSLX
+$6.69M
5
MPV
Barings Participation Investors
MPV
+$4.14M

Sector Composition

Rank Sector Weight
1 Technology 11.04%
2 Financials 6.88%
3 Industrials 4.36%
4 Healthcare 4.03%
5 Consumer Discretionary 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USLM icon
101
United States Lime & Minerals
USLM
$3.37B
$868K 0.14%
+6,420
New +$741K
VCIT icon
102
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$862K 0.14%
10,245
+8
+0.1% +$665
GE icon
103
GE Aerospace
GE
$374B
$859K 0.14%
2,854
– –
SCHD icon
104
Schwab US Dividend Equity ETF
SCHD
$108B
$854K 0.14%
31,278
+161
+0.5% +$4.39K
HAPN
105
Happen Inc
HAPN
$2.27B
$843K 0.13%
+47,505
New +$721K
ALNT icon
106
Allient
ALNT
$1.86B
$832K 0.13%
+14,918
New +$638K
SHYG icon
107
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$825K 0.13%
19,058
-13
-0.1% -$560
PKE icon
108
Park Aerospace
PKE
$811M
$812K 0.13%
+41,090
New +$745K
MRK icon
109
Merck
MRK
$334B
$806K 0.13%
9,600
-16
-0.2% -$1.32K
AXP icon
110
American Express
AXP
$232B
$791K 0.13%
2,382
+150
+7% +$47.7K
LBRT icon
111
Liberty Energy
LBRT
$3.45B
$778K 0.12%
+63,050
New +$729K
ARRY icon
112
Array Technologies
ARRY
$796M
$776K 0.12%
+86,659
New +$656K
PG icon
113
Procter & Gamble
PG
$335B
$773K 0.12%
5,031
-927
-16% -$145K
IVOG icon
114
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$768K 0.12%
6,432
-44
-0.7% -$5.16K
FEIM icon
115
Frequency Electronics
FEIM
$856M
$765K 0.12%
+19,248
New +$535K
ODC icon
116
Oil-Dri
ODC
$1.27B
$761K 0.12%
+12,440
New +$755K
PFE icon
117
Pfizer
PFE
$153B
$751K 0.12%
29,468
+12,980
+79% +$320K
VEA icon
118
Vanguard FTSE Developed Markets ETF
VEA
$239B
$744K 0.12%
12,421
-37
-0.3% -$2.16K
DE icon
119
Deere & Co
DE
$165B
$742K 0.12%
1,623
-25
-2% -$12.3K
GENI icon
120
Genius Sports
GENI
$2.2B
$731K 0.12%
+60,325
New +$722K
KO icon
121
Coca-Cola
KO
$376B
$731K 0.12%
11,015
+42
+0.4% +$2.89K
DGRO icon
122
iShares Core Dividend Growth ETF
DGRO
$43.9B
$725K 0.11%
10,643
+528
+5% +$34.9K
MU icon
123
Micron Technology
MU
$1.07T
$721K 0.11%
4,308
-500
-10% -$64K
EEM icon
124
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$716K 0.11%
13,417
– –
TE
125
T1 Energy
TE
$1.41B
$716K 0.11%
+193,115
New +$308K
3 4
5
6 7

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Round Rock Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Round Rock Advisors held 364 positions worth $631M, up 8.9% from $580M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Round Rock Advisors's Q3 2025 filing shows 149 new, 66 increased, 67 reduced and 37 closed positions. Its largest new stake was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $15.3M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Financials and Industrials.

  • Round Rock Advisors's largest Q3 2025 buy was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M.
  • Round Rock Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $1.52M increase.
  • Round Rock Advisors's biggest Q3 2025 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $15.3M.
  • Round Rock Advisors fully exited Dorchester Minerals in Q3 2025, selling an estimated $8.63M.
  • Round Rock Advisors's ten largest holdings make up 46% of its $631M portfolio in Q3 2025.
  • Round Rock Advisors opened 149 new positions and closed 37 in Q3 2025.
  • Round Rock Advisors's portfolio value rose 8.9% quarter-over-quarter to $631M.

Based on Round Rock Advisors's 13F filing for Q3 2025, filed 14 Nov 2025.