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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
-3.89%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$13.2M
Cap. Flow
-$2M
Cap. Flow %
-0.76%
Top 10 Hldgs %
55.74%
Holding
147
New
2
Increased
43
Reduced
44
Closed
6

Top Buys

Rank Stock Value
1
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$919K
2
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$483K
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$315K
4
PARA
Paramount Global Class B
PARA
+$267K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$247K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.71M
2
AMZN icon
Amazon
AMZN
+$422K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$316K
4
T icon
AT&T
T
+$293K
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$280K

Sector Composition

Rank Sector Weight
1 Technology 5.25%
2 Industrials 1.78%
3 Healthcare 1.73%
4 Consumer Discretionary 1.54%
5 Energy 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
101
Novartis
NVS
$288B
$365K 0.14%
3,585
– –
ICSH icon
102
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$363K 0.14%
7,210
– –
EMF
103
Templeton Emerging Markets Fund
EMF
$332M
$357K 0.14%
31,597
– –
RNP icon
104
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$355K 0.13%
20,677
– –
META icon
105
Meta Platforms (Facebook)
META
$1.52T
$350K 0.13%
1,167
+309
+36% +$93.1K
VSGX icon
106
Vanguard ESG International Stock ETF
VSGX
$6.83B
$336K 0.13%
6,666
+394
+6% +$20.8K
VTEB icon
107
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$332K 0.13%
6,907
– –
UNP icon
108
Union Pacific
UNP
$177B
$331K 0.13%
1,624
-2
-0.1% -$436
BGB
109
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$324K 0.12%
29,498
– –
T icon
110
AT&T
T
$168B
$324K 0.12%
21,576
-20,000
-48% -$293K
BX icon
111
Blackstone
BX
$112B
$321K 0.12%
3,000
-1,400
-32% -$146K
VZ icon
112
Verizon
VZ
$200B
$314K 0.12%
9,690
-3,179
-25% -$107K
VOE icon
113
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$302K 0.11%
2,309
– –
ORCL icon
114
Oracle
ORCL
$450B
$298K 0.11%
2,813
– –
VHT icon
115
Vanguard Health Care ETF
VHT
$19B
$296K 0.11%
1,259
– –
SO icon
116
Southern Company
SO
$107B
$288K 0.11%
4,446
– –
BNY
117
Bank of New York Mellon
BNY
$110B
$283K 0.11%
6,645
– –
SHY icon
118
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$279K 0.11%
3,449
– –
WMT icon
119
Walmart Inc
WMT
$921B
$248K 0.09%
4,659
– –
GDX icon
120
VanEck Gold Miners ETF
GDX
$26.9B
$247K 0.09%
9,189
– –
WPC icon
121
W.P. Carey
WPC
$16.3B
$247K 0.09%
4,668
+306
+7% +$19.6K
CCI icon
122
Crown Castle
CCI
$32.2B
$246K 0.09%
2,669
– –
DGRO icon
123
iShares Core Dividend Growth ETF
DGRO
$43.9B
$231K 0.09%
4,664
– –
PANW icon
124
Palo Alto Networks
PANW
$323B
$230K 0.09%
1,966
-4
-0.2% -$473
MHD icon
125
BlackRock MuniHoldings Fund
MHD
$610M
$228K 0.09%
22,093
-1,000
-4% -$11.3K
2 3 4
5
6

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Round Rock Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Round Rock Advisors held 147 positions worth $264M, down 4.8% from $277M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Round Rock Advisors's Q3 2023 filing shows 2 new, 43 increased, 44 reduced and 6 closed positions. Its largest new stake was Capital Group International Focus Equity ETF: 39,961 shares worth $869K. The largest sale was Apple, an estimated $1.71M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 6.1% a quarter earlier, followed by Industrials and Healthcare.

  • Round Rock Advisors's largest Q3 2023 buy was Capital Group International Focus Equity ETF: 39,961 shares worth $869K.
  • Round Rock Advisors added most to JPMorgan Nasdaq Equity Premium Income ETF in Q3 2023, an estimated $483K increase.
  • Round Rock Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $1.71M.
  • Round Rock Advisors fully exited BlackRock Debt Strategies Fund in Q3 2023, selling an estimated $280K.
  • Round Rock Advisors's ten largest holdings make up 56% of its $264M portfolio in Q3 2023.
  • Round Rock Advisors opened 2 new positions and closed 6 in Q3 2023.
  • Round Rock Advisors's portfolio value fell 4.8% quarter-over-quarter to $264M.

Based on Round Rock Advisors's 13F filing for Q3 2023, filed 16 Oct 2023.