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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
-3.89%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$13.2M
Cap. Flow
-$2M
Cap. Flow %
-0.76%
Top 10 Hldgs %
55.74%
Holding
147
New
2
Increased
43
Reduced
44
Closed
6

Top Buys

Rank Stock Value
1
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$919K
2
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$483K
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$315K
4
PARA
Paramount Global Class B
PARA
+$267K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$247K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.71M
2
AMZN icon
Amazon
AMZN
+$422K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$316K
4
T icon
AT&T
T
+$293K
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$280K

Sector Composition

Rank Sector Weight
1 Technology 5.25%
2 Industrials 1.78%
3 Healthcare 1.73%
4 Consumer Discretionary 1.54%
5 Energy 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
76
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$583K 0.22%
6,385
-601
-9% -$57.5K
FBND icon
77
Fidelity Total Bond ETF
FBND
$27.4B
$575K 0.22%
13,203
+1,609
+14% +$71.9K
MMM icon
78
3M
MMM
$94.2B
$563K 0.21%
7,192
+75
+1% +$6.44K
ESML icon
79
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.96B
$557K 0.21%
16,549
+644
+4% +$22.9K
ANET icon
80
Arista Networks
ANET
$257B
$555K 0.21%
12,080
– –
PG icon
81
Procter & Gamble
PG
$335B
$529K 0.2%
3,625
– –
IYH icon
82
iShares US Healthcare ETF
IYH
$3.77B
$519K 0.2%
9,610
-175
-2% -$9.78K
SDY icon
83
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$510K 0.19%
4,431
– –
MSD
84
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$493K 0.19%
75,971
-99
-0.1% -$649
KO icon
85
Coca-Cola
KO
$376B
$492K 0.19%
8,788
-25
-0.3% -$1.5K
MINT icon
86
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$480K 0.18%
4,795
+15
+0.3% +$1.5K
MEM icon
87
Matthews Emerging Markets Equity Active ETF
MEM
$53.1M
$458K 0.17%
17,409
– –
GOOG icon
88
Alphabet (Google) Class C
GOOG
$4.21T
$453K 0.17%
3,432
-2,000
-37% -$260K
NVDA icon
89
NVIDIA
NVDA
$5.46T
$426K 0.16%
9,800
-250
-2% -$11.2K
NFLX icon
90
Netflix
NFLX
$326B
$426K 0.16%
11,270
– –
XYL icon
91
Xylem
XYL
$28.1B
$408K 0.15%
4,485
+12
+0.3% +$1.24K
NBH
92
Neuberger Municipal Fund Inc
NBH
$304M
$400K 0.15%
43,431
-800
-2% -$8K
EMNT icon
93
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$217M
$394K 0.15%
4,020
+55
+1% +$5.38K
SMDV icon
94
ProShares Russell 2000 Dividend Growers ETF
SMDV
$708M
$385K 0.15%
6,798
-302
-4% -$18.1K
ONEQ icon
95
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$384K 0.15%
7,395
– –
REGN icon
96
Regeneron Pharmaceuticals
REGN
$83B
$379K 0.14%
460
– –
IGD
97
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$526M
$376K 0.14%
76,634
+6,000
+8% +$30.5K
TMO icon
98
Thermo Fisher Scientific
TMO
$220B
$375K 0.14%
740
-3
-0.4% -$1.6K
BCV
99
Bancroft Fund
BCV
$144M
$373K 0.14%
23,653
– –
YUM icon
100
Yum! Brands
YUM
$41.2B
$370K 0.14%
2,958
– –
2 3
4
5 6

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Round Rock Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Round Rock Advisors held 147 positions worth $264M, down 4.8% from $277M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Round Rock Advisors's Q3 2023 filing shows 2 new, 43 increased, 44 reduced and 6 closed positions. Its largest new stake was Capital Group International Focus Equity ETF: 39,961 shares worth $869K. The largest sale was Apple, an estimated $1.71M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 6.1% a quarter earlier, followed by Industrials and Healthcare.

  • Round Rock Advisors's largest Q3 2023 buy was Capital Group International Focus Equity ETF: 39,961 shares worth $869K.
  • Round Rock Advisors added most to JPMorgan Nasdaq Equity Premium Income ETF in Q3 2023, an estimated $483K increase.
  • Round Rock Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $1.71M.
  • Round Rock Advisors fully exited BlackRock Debt Strategies Fund in Q3 2023, selling an estimated $280K.
  • Round Rock Advisors's ten largest holdings make up 56% of its $264M portfolio in Q3 2023.
  • Round Rock Advisors opened 2 new positions and closed 6 in Q3 2023.
  • Round Rock Advisors's portfolio value fell 4.8% quarter-over-quarter to $264M.

Based on Round Rock Advisors's 13F filing for Q3 2023, filed 16 Oct 2023.