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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$244M
AUM Growth
+$23.4M
Cap. Flow
+$6.5M
Cap. Flow %
2.66%
Top 10 Hldgs %
53.93%
Holding
158
New
16
Increased
55
Reduced
40
Closed
5

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.6M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.1M
3
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$886K
4
RTX icon
RTX Corp
RTX
+$320K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$295K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.85M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$796K
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$372K
4
BWA icon
BorgWarner
BWA
+$283K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$275K

Sector Composition

Rank Sector Weight
1 Technology 5.06%
2 Healthcare 2.49%
3 Consumer Discretionary 2.15%
4 Industrials 2.03%
5 Energy 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBI icon
76
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$583K 0.24%
7,025
+428
+6% +$34.7K
IYH icon
77
iShares US Healthcare ETF
IYH
$3.77B
$566K 0.23%
9,970
+745
+8% +$41.1K
GOOGL icon
78
Alphabet (Google) Class A
GOOGL
$4.24T
$552K 0.23%
6,260
– –
RH icon
79
RH
RH
$3.4B
$550K 0.23%
2,058
– –
GOOG icon
80
Alphabet (Google) Class C
GOOG
$4.21T
$547K 0.22%
6,160
+1,000
+19% +$95.4K
PG icon
81
Procter & Gamble
PG
$335B
$544K 0.22%
3,592
– –
KO icon
82
Coca-Cola
KO
$376B
$540K 0.22%
8,491
-915
-10% -$55.2K
ESML icon
83
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.96B
$537K 0.22%
16,339
+1
+0% +$33
WPC icon
84
W.P. Carey
WPC
$16.3B
$499K 0.2%
6,513
– –
IWY icon
85
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$496K 0.2%
4,116
+108
+3% +$13.4K
XYL icon
86
Xylem
XYL
$28.1B
$493K 0.2%
4,459
– –
LEN icon
87
Lennar Class A
LEN
$21.1B
$489K 0.2%
5,578
– –
DOW icon
88
Dow Inc
DOW
$21.9B
$461K 0.19%
9,158
– –
NBH
89
Neuberger Municipal Fund Inc
NBH
$304M
$456K 0.19%
43,731
+7,487
+21% +$78.1K
BX icon
90
Blackstone
BX
$112B
$452K 0.19%
6,097
+1,603
+36% +$138K
SMDV icon
91
ProShares Russell 2000 Dividend Growers ETF
SMDV
$708M
$436K 0.18%
7,100
– –
RNP icon
92
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$432K 0.18%
21,177
– –
BCV
93
Bancroft Fund
BCV
$144M
$416K 0.17%
25,405
+2,552
+11% +$43.9K
BMY icon
94
Bristol-Myers Squibb
BMY
$132B
$411K 0.17%
5,713
+969
+20% +$73.1K
TMO icon
95
Thermo Fisher Scientific
TMO
$220B
$409K 0.17%
742
– –
IGD
96
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$526M
$382K 0.16%
70,634
+16,000
+29% +$84.1K
EMNT icon
97
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$217M
$379K 0.16%
3,912
– –
YUM icon
98
Yum! Brands
YUM
$41.2B
$377K 0.15%
2,942
– –
ICSH icon
99
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$369K 0.15%
7,375
-240
-3% -$12K
DSU icon
100
BlackRock Debt Strategies Fund
DSU
$600M
$364K 0.15%
39,561
-1,963
-5% -$18.3K
2 3
4
5 6

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Round Rock Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Round Rock Advisors held 158 positions worth $244M, up 11% from $221M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Round Rock Advisors's Q4 2022 filing shows 16 new, 55 increased, 40 reduced and 5 closed positions. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 5,303 shares worth $887K. The largest sale was Invesco QQQ Trust, an estimated $1.85M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, down from 5.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Round Rock Advisors's largest Q4 2022 buy was State Street SPDR S&P Semiconductor ETF: 5,303 shares worth $887K.
  • Round Rock Advisors added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $2.6M increase.
  • Round Rock Advisors's biggest Q4 2022 reduction was Invesco QQQ Trust, cutting an estimated $1.85M.
  • Round Rock Advisors fully exited PIMCO Dynamic Income Fund in Q4 2022, selling an estimated $372K.
  • Round Rock Advisors's ten largest holdings make up 54% of its $244M portfolio in Q4 2022.
  • Round Rock Advisors opened 16 new positions and closed 5 in Q4 2022.
  • Round Rock Advisors's portfolio value rose 11% quarter-over-quarter to $244M.

Based on Round Rock Advisors's 13F filing for Q4 2022, filed 19 Jan 2023.