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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
-5.26%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$221M
AUM Growth
-$1.19M
Cap. Flow
+$11.7M
Cap. Flow %
5.29%
Top 10 Hldgs %
55.4%
Holding
149
New
8
Increased
58
Reduced
38
Closed
7

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.39M
2
IBM icon
IBM
IBM
+$1.05M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$937K
4
XOM icon
ExxonMobil
XOM
+$805K
5
MRK icon
Merck
MRK
+$752K

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$459K
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$267K
3
BABA icon
Alibaba
BABA
+$245K
4
AXP icon
American Express
AXP
+$236K
5
META icon
Meta Platforms (Facebook)
META
+$203K

Sector Composition

Rank Sector Weight
1 Technology 5.37%
2 Consumer Discretionary 2.83%
3 Healthcare 2.38%
4 Industrials 1.83%
5 Energy 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RH icon
76
RH
RH
$3.4B
$506K 0.23%
2,058
– –
IEFA icon
77
iShares Core MSCI EAFE ETF
IEFA
$196B
$502K 0.23%
9,524
-95
-1% -$5.59K
RTX icon
78
RTX Corp
RTX
$297B
$502K 0.23%
6,127
– –
ESML icon
79
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.96B
$501K 0.23%
16,338
– –
GOOG icon
80
Alphabet (Google) Class C
GOOG
$4.21T
$496K 0.22%
5,160
-80
-2% -$8.93K
IWY icon
81
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$479K 0.22%
4,008
– –
IYH icon
82
iShares US Healthcare ETF
IYH
$3.77B
$467K 0.21%
9,225
+145
+2% +$7.83K
PG icon
83
Procter & Gamble
PG
$335B
$453K 0.21%
3,592
– –
WPC icon
84
W.P. Carey
WPC
$16.3B
$445K 0.2%
6,513
+2,662
+69% +$218K
RNP icon
85
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$411K 0.19%
21,177
+100
+0.5% +$2.29K
LEN icon
86
Lennar Class A
LEN
$21.1B
$403K 0.18%
5,578
– –
DOW icon
87
Dow Inc
DOW
$21.9B
$402K 0.18%
9,158
+1,000
+12% +$50.7K
SMDV icon
88
ProShares Russell 2000 Dividend Growers ETF
SMDV
$708M
$394K 0.18%
7,100
+100
+1% +$6.07K
XYL icon
89
Xylem
XYL
$28.1B
$390K 0.18%
4,459
– –
EMNT icon
90
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$217M
$384K 0.17%
+3,912
New +$385K
BCV
91
Bancroft Fund
BCV
$144M
$382K 0.17%
22,853
-152
-0.7% -$2.88K
ICSH icon
92
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$381K 0.17%
7,615
– –
BX icon
93
Blackstone
BX
$112B
$376K 0.17%
+4,494
New +$435K
TMO icon
94
Thermo Fisher Scientific
TMO
$220B
$376K 0.17%
742
– –
PDI icon
95
PIMCO Dynamic Income Fund
PDI
$7.33B
$372K 0.17%
19,194
– –
DSU icon
96
BlackRock Debt Strategies Fund
DSU
$600M
$370K 0.17%
41,524
-15,132
-27% -$144K
NBH
97
Neuberger Municipal Fund Inc
NBH
$304M
$367K 0.17%
36,244
+11,535
+47% +$131K
BMY icon
98
Bristol-Myers Squibb
BMY
$132B
$333K 0.15%
4,744
– –
ANET icon
99
Arista Networks
ANET
$257B
$323K 0.15%
11,436
-644
-5% -$18.6K
YUM icon
100
Yum! Brands
YUM
$41.2B
$313K 0.14%
2,942
+800
+37% +$92.9K
2 3
4
5 6

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Round Rock Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Round Rock Advisors held 149 positions worth $221M, down 0.53% from $222M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Round Rock Advisors deployed $11.7M of net new capital in Q3 2022, opening 8 new positions and adding to 58 existing holdings. Its largest new stake was Coca-Cola: 9,406 shares worth $527K.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5.1% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Goldman Sachs ActiveBeta International Equity ETF, an estimated $267K trimmed.

  • Round Rock Advisors's largest Q3 2022 buy was Coca-Cola: 9,406 shares worth $527K.
  • Round Rock Advisors added most to Invesco QQQ Trust in Q3 2022, an estimated $1.39M increase.
  • Round Rock Advisors's biggest Q3 2022 reduction was Goldman Sachs ActiveBeta International Equity ETF, cutting an estimated $267K.
  • Round Rock Advisors fully exited State Street Energy Select Sector SPDR ETF in Q3 2022, selling an estimated $459K.
  • Round Rock Advisors's ten largest holdings make up 55% of its $221M portfolio in Q3 2022.
  • Round Rock Advisors opened 8 new positions and closed 7 in Q3 2022.
  • Round Rock Advisors's portfolio value fell 0.53% quarter-over-quarter to $221M.

Based on Round Rock Advisors's 13F filing for Q3 2022, filed 20 Oct 2022.