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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$1.99M
Cap. Flow
-$809K
Cap. Flow %
-0.6%
Top 10 Hldgs %
71.45%
Holding
70
New
2
Increased
14
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.97M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$3.22M
3
SMH icon
VanEck Semiconductor ETF
SMH
+$1.72M
4
OPER icon
ClearShares Ultra-Short Maturity ETF
OPER
+$1.07M
5
DVY icon
iShares Select Dividend ETF
DVY
+$529K

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.75M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.8M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.1M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$504K
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$375K

Sector Composition

Rank Sector Weight
1 Technology 3.4%
2 Consumer Discretionary 2.68%
3 Industrials 2.11%
4 Consumer Staples 1.24%
5 Communication Services 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
26
Amphenol
APH
$204B
$759K 0.56%
20,722
-800
-4% -$29.4K
AMZN icon
27
Amazon
AMZN
$2.86T
$736K 0.54%
4,480
-20
-0.4% -$3.45K
ICSH icon
28
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$658K 0.49%
13,025
– –
MDY icon
29
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$651K 0.48%
1,354
-23
-2% -$11.3K
EFAV icon
30
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$619K 0.46%
8,217
-1,587
-16% -$123K
IWY icon
31
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$597K 0.44%
3,910
– –
NFLX icon
32
Netflix
NFLX
$326B
$589K 0.44%
9,650
– –
SHOP icon
33
Shopify
SHOP
$204B
$588K 0.44%
4,340
– –
SCHD icon
34
Schwab US Dividend Equity ETF
SCHD
$108B
$574K 0.42%
23,184
-1,173
-5% -$29.8K
MSFT icon
35
Microsoft
MSFT
$3.69T
$567K 0.42%
2,010
-50
-2% -$14.5K
XYL icon
36
Xylem
XYL
$28.1B
$551K 0.41%
4,459
– –
MUB icon
37
iShares National Muni Bond ETF
MUB
$45.9B
$498K 0.37%
4,284
+580
+16% +$68K
JNJ icon
38
Johnson & Johnson
JNJ
$632B
$476K 0.35%
2,945
-255
-8% -$43.5K
PG icon
39
Procter & Gamble
PG
$335B
$395K 0.29%
2,829
– –
XOM icon
40
ExxonMobil
XOM
$652B
$354K 0.26%
6,012
– –
GOOG icon
41
Alphabet (Google) Class C
GOOG
$4.21T
$352K 0.26%
2,640
-80
-3% -$11K
BNY
42
Bank of New York Mellon
BNY
$110B
$344K 0.25%
6,645
– –
XLP icon
43
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$333K 0.25%
4,843
– –
VZ icon
44
Verizon
VZ
$200B
$310K 0.23%
5,733
-378
-6% -$20.9K
PFE icon
45
Pfizer
PFE
$153B
$305K 0.23%
7,096
+626
+10% +$27.7K
DGRO icon
46
iShares Core Dividend Growth ETF
DGRO
$43.9B
$287K 0.21%
+5,719
New +$296K
MMM icon
47
3M
MMM
$94.2B
$280K 0.21%
1,912
– –
YUM icon
48
Yum! Brands
YUM
$41.2B
$268K 0.2%
2,190
-457
-17% -$58K
XLY icon
49
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$258K 0.19%
2,874
-1,300
-31% -$118K
VHT icon
50
Vanguard Health Care ETF
VHT
$19B
$256K 0.19%
1,035
– –
1
2
3

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Round Rock Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Round Rock Advisors held 70 positions worth $135M, down 1.4% from $137M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Round Rock Advisors's Q3 2021 filing shows 2 new, 14 increased, 24 reduced and 10 closed positions. Its largest new stake was ClearShares Ultra-Short Maturity ETF: 10,703 shares worth $1.07M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $4.75M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Round Rock Advisors's largest Q3 2021 buy was ClearShares Ultra-Short Maturity ETF: 10,703 shares worth $1.07M.
  • Round Rock Advisors added most to Invesco S&P 500 Equal Weight ETF in Q3 2021, an estimated $4.97M increase.
  • Round Rock Advisors's biggest Q3 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.8M.
  • Round Rock Advisors fully exited iShares MSCI Emerging Markets ETF in Q3 2021, selling an estimated $4.75M.
  • Round Rock Advisors's ten largest holdings make up 71% of its $135M portfolio in Q3 2021.
  • Round Rock Advisors opened 2 new positions and closed 10 in Q3 2021.
  • Round Rock Advisors's portfolio value fell 1.4% quarter-over-quarter to $135M.

Based on Round Rock Advisors's 13F filing for Q3 2021, filed 25 Oct 2021.