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RRA

Round Rock Advisors Portfolio holdings

AUM $776M
1-Year Est. Return 39.53%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+39.53%
3 Year Est. Return
+87.36%
5 Year Est. Return
+92.88%
10 Year Est. Return
–
AUM
$631M
AUM Growth
+$51.5M
Cap. Flow
+$9.53M
Cap. Flow %
1.51%
Top 10 Hldgs %
45.72%
Holding
364
New
149
Increased
66
Reduced
67
Closed
37

Top Buys

Rank Stock Value
1
SDSI icon
American Century Short Duration Strategic Income ETF
SDSI
+$8.61M
2
NBSD
Neuberger Short Duration Income ETF
NBSD
+$8.58M
3
SWIM icon
Latham Group
SWIM
+$1.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.49M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$15.3M
2
DMLP icon
Dorchester Minerals
DMLP
+$8.63M
3
TRIN icon
Trinity Capital Inc.
TRIN
+$8.17M
4
TSLX icon
Sixth Street Specialty
TSLX
+$6.69M
5
MPV
Barings Participation Investors
MPV
+$4.14M

Sector Composition

Rank Sector Weight
1 Technology 11.04%
2 Financials 6.88%
3 Industrials 4.36%
4 Healthcare 4.03%
5 Consumer Discretionary 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEI
326
Templeton Emerging Markets Income Fund
TEI
$320M
$97.2K 0.02%
15,678
– –
HLLY icon
327
Holley
HLLY
$384M
$97.2K 0.02%
+33,168
New +$98.8K
ACRE
328
Ares Commercial Real Estate
ACRE
$261M
– –
-36,125
Closed -$172K
ACT icon
329
Enact Holdings
ACT
$6.79B
– –
-11,340
Closed -$421K
ARCC icon
330
Ares Capital
ARCC
$14.3B
– –
-178,705
Closed -$3.92M
ARES icon
331
Ares Management
ARES
$32.1B
– –
-1,942
Closed -$336K
ASML icon
332
ASML
ASML
$710B
– –
-252
Closed -$202K
BANX
333
ArrowMark Financial
BANX
$200M
– –
-174,809
Closed -$3.66M
BGC icon
334
BGC Group
BGC
$5.12B
– –
-93,689
Closed -$958K
BLW icon
335
BlackRock Limited Duration Income Trust
BLW
$500M
– –
-35,345
Closed -$501K
BX icon
336
Blackstone
BX
$110B
– –
-2,008
Closed -$300K
CFG icon
337
Citizens Financial Group
CFG
$31.1B
– –
-7,700
Closed -$345K
CGBD icon
338
Carlyle Secured Lending
CGBD
$764M
– –
-46,562
Closed -$637K
CINF icon
339
Cincinnati Financial
CINF
$26.5B
– –
-1,813
Closed -$270K
CPT icon
340
Camden Property Trust
CPT
$10.9B
– –
-1,800
Closed -$203K
CRM icon
341
Salesforce
CRM
$165B
– –
-798
Closed -$218K
DMLP icon
342
Dorchester Minerals
DMLP
$1.35B
– –
-309,817
Closed -$8.63M
FNWB icon
343
First Northwest Bancorp
FNWB
$107M
– –
-10,652
Closed -$82K
FSK icon
344
FS KKR Capital
FSK
$3.36B
– –
-47,025
Closed -$976K
GILD icon
345
Gilead Sciences
GILD
$168B
– –
-3,023
Closed -$335K
GSBD icon
346
Goldman Sachs BDC
GSBD
$1.08B
– –
-207,410
Closed -$2.33M
IDV icon
347
iShares International Select Dividend ETF
IDV
$8.53B
– –
-5,820
Closed -$201K
KNTK icon
348
Kinetik
KNTK
$4.12B
– –
-14,377
Closed -$633K
MAIN icon
349
Main Street Capital
MAIN
$5.47B
– –
-3,925
Closed -$232K
MCI
350
Barings Corporate Investors
MCI
$342M
– –
-43,966
Closed -$952K
11 12 13
14
15

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LA
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PGA
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Round Rock Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Round Rock Advisors held 364 positions worth $631M, up 8.9% from $580M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Round Rock Advisors's Q3 2025 filing shows 149 new, 66 increased, 67 reduced and 37 closed positions. Its largest new stake was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $15.3M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Financials and Industrials.

  • Round Rock Advisors's largest Q3 2025 buy was American Century Short Duration Strategic Income ETF: 167,279 shares worth $8.65M.
  • Round Rock Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $1.52M increase.
  • Round Rock Advisors's biggest Q3 2025 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $15.3M.
  • Round Rock Advisors fully exited Dorchester Minerals in Q3 2025, selling an estimated $8.63M.
  • Round Rock Advisors's ten largest holdings make up 46% of its $631M portfolio in Q3 2025.
  • Round Rock Advisors opened 149 new positions and closed 37 in Q3 2025.
  • Round Rock Advisors's portfolio value rose 8.9% quarter-over-quarter to $631M.

Based on Round Rock Advisors's 13F filing for Q3 2025, filed 14 Nov 2025.