RJA
BDCS

Raymond James & Associates’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Raymond James & Associates’s Portfolio BDCS Stock Details BDCS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-11,799
Closed -$244K – 3835
2018
Q3 		$244K Buy
11,799
+338
+3% +$7K ﹤0.01% 3170
2018
Q2 		$233K Buy
11,461
+1,300
+13% +$26K ﹤0.01% 3173
2018
Q1 		$201K Buy
10,161
+8
+0.1% +$159 ﹤0.01% 3134
2017
Q4 		$211K Buy
10,153
+900
+10% +$19K ﹤0.01% 3028
2017
Q3 		$203K Buy
+9,253
New +$202K ﹤0.01% 3040
2013
Q4 		– Sell
-25,516
Closed -$666K – 2093
2013
Q3 		$666K Sell
25,516
-215
-0.8% -$5.55K 0.01% 1457
2013
Q2 		$655K Buy
+25,731
New +$661K 0.01% 1377

Other funds holding BDCS

Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CFGS
Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return
CFG
Cooper Financial Group Irvine, California $1.21B AUM 28.32% 1-Year Est. Return
RT
Rockland Trust Hanover, Massachusetts $2.55B AUM 17.04% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return

Raymond James & Associates's BDCS Position: Q4 2018 in Review

Raymond James & Associates sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q4 2018, closing a stake of 11,799 shares — an estimated $244K sold.

Raymond James & Associates first reported a position in BDCS in Q2 2013 and held it in 7 quarters. The position peaked at $666K in Q3 2013. 34 funds tracked by Wall St. Rank hold BDCS as of Q4 2018.

  • Raymond James & Associates reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q4 2018 after selling out during the quarter.
  • Raymond James & Associates sold 11,799 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q4 2018, an estimated $244K.
  • Raymond James & Associates first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2013 and held it in 7 quarters.
  • Raymond James & Associates's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $666K in Q3 2013.
  • 34 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q4 2018.

Based on Raymond James & Associates's 13F filing for Q4 2018, filed 11 Feb 2019.