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Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$95.8M
AUM Growth
-$11.8M
Cap. Flow
-$17.7M
Cap. Flow %
-18.52%
Top 10 Hldgs %
48.6%
Holding
59
New
7
Increased
4
Reduced
20
Closed
9

Top Buys

Rank Stock Value
1
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$3.22M
2
HK
Halcon Resources Corporation
HK
+$1.8M
3
CYNI
CYAN INC COM
CYNI
+$1.33M
4
ARR
Armour Residential REIT
ARR
+$805K
5
TRQ
Turquoise Hill Resources Ltd
TRQ
+$708K

Top Sells

Rank Stock Value
1
STND
STANDARD FINANCIAL CORP COM STK
STND
+$4.37M
2
FLY
Fly Leasing Limited
FLY
+$3.75M
3
OBAF
OBA FINL SVCS INC COM STK (MD)
OBAF
+$2.8M
4
CNX icon
CNX Resources
CNX
+$2.52M
5
HTS
HATTERAS FINANCIAL CORP
HTS
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 21.17%
2 Materials 14.7%
3 Industrials 13.84%
4 Energy 10.26%
5 Real Estate 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLG
26
Platinum Group Metals
PLG
$164M
$1.51M 1.58%
12,665
-1,500
-11% -$176K
WPM icon
27
Wheaton Precious Metals
WPM
$50.6B
$1.51M 1.58%
75,000
– –
WBKC
28
DELISTED
Wolverine Bancorp, Inc.
WBKC
$1.4M 1.46%
65,700
-35,000
-35% -$718K
FMNB icon
29
Farmers National Banc Corp
FMNB
$899M
$1.36M 1.42%
207,827
+15,226
+8% +$96.1K
AWX icon
30
Avalon Holdings
AWX
$10.1M
$1.2M 1.25%
229,969
-3,000
-1% -$15.5K
CYNI
31
DELISTED
CYAN INC COM
CYNI
$1.18M 1.23%
+222,600
New +$1.33M
NSSC icon
32
Napco Security Technologies
NSSC
$1.28B
$1.18M 1.23%
374,372
-20,000
-5% -$58.6K
MHR
33
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$1.1M 1.15%
150,000
-95,000
-39% -$670K
BSIN
34
Big Sky Industrial
BSIN
$67M
$1.06M 1.11%
4,711
-172
-4% -$31.7K
WAYN
35
DELISTED
Wayne Savings Bancshares Inc
WAYN
$1.02M 1.07%
94,005
– –
COWN
36
DELISTED
Cowen Inc. Class A Common Stock
COWN
$880K 0.92%
56,250
– –
SOQ
37
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
$800K 0.84%
945,178
-24,705
-3% -$23K
CYS
38
DELISTED
CYS Investments Inc.
CYS
$741K 0.77%
100,000
– –
CHEV
39
DELISTED
CHEVIOT FINL CORP
CHEV
$721K 0.75%
70,000
– –
WLFC icon
40
Willis Lease Finance
WLFC
$1.65B
$680K 0.71%
117,507
-30,000
-20% -$171K
AGNC icon
41
AGNC Investment
AGNC
$12.3B
$675K 0.7%
35,000
– –
AYR
42
DELISTED
Aircastle Ltd
AYR
$580K 0.61%
30,254
-62,046
-67% -$1.15M
AXU
43
DELISTED
Alexco Resource Corp
AXU
$462K 0.48%
366,914
– –
NSU
44
DELISTED
Nevsun Resources Ltd.
NSU
$353K 0.37%
100,000
– –
AMRI
45
DELISTED
Albany Molecular Research Inc
AMRI
$252K 0.26%
+25,000
New +$302K
OCSL icon
46
Oaktree Specialty Lending
OCSL
$1.03B
$231K 0.24%
+8,333
New +$246K
VII
47
DELISTED
Vicon Industries, Inc.
VII
$195K 0.2%
63,196
– –
MPVD
48
DELISTED
Mountain Province Diamonds Inc.
MPVD
$132K 0.14%
25,000
– –
FULL
49
DELISTED
Full Circle Capital Corporation
FULL
$106K 0.11%
+15,000
New +$116K
GROW icon
50
US Global Investors
GROW
$36.3M
$64K 0.07%
+25,000
New +$65.3K
1
2
3

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Raffles Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Raffles Associates held 59 positions worth $95.8M, down 11% from $108M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Raffles Associates withdrew a net $17.7M in Q4 2013, closing 9 positions and reducing 20 holdings. Its most notable exit was STANDARD FINANCIAL CORP COM STK, an estimated $4.37M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Materials and Industrials.

Against the trend, Raffles Associates opened a new position in GOODRICH PETROLEUM CORP(NEW) worth $2.55M.

  • Raffles Associates's largest Q4 2013 buy was GOODRICH PETROLEUM CORP(NEW): 150,000 shares worth $2.55M.
  • Raffles Associates added most to Armour Residential REIT in Q4 2013, an estimated $805K increase.
  • Raffles Associates's biggest Q4 2013 reduction was Fly Leasing Limited, cutting an estimated $3.75M.
  • Raffles Associates fully exited STANDARD FINANCIAL CORP COM STK in Q4 2013, selling an estimated $4.37M.
  • Raffles Associates's ten largest holdings make up 49% of its $95.8M portfolio in Q4 2013.
  • Raffles Associates opened 7 new positions and closed 9 in Q4 2013.
  • Raffles Associates's portfolio value fell 11% quarter-over-quarter to $95.8M.

Based on Raffles Associates's 13F filing for Q4 2013, filed 14 Feb 2014.