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RA

Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$106M
AUM Growth
-$14.2M
Cap. Flow
-$11.9M
Cap. Flow %
-11.18%
Top 10 Hldgs %
59.01%
Holding
55
New
4
Increased
11
Reduced
12
Closed
4

Top Buys

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.15M
2
TMF icon
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
+$922K
3
AGI icon
Alamos Gold
AGI
+$795K
4
SDS icon
ProShares UltraShort S&P500
SDS
+$698K
5
NSU
Nevsun Resources Ltd.
NSU
+$651K

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$6.03M
2
PNC icon
PNC Financial Services
PNC
+$4.46M
3
AGN
Allergan plc
AGN
+$1.68M
4
CWAY
Coastway Bancorp, Inc.
CWAY
+$1.68M
5
NRG icon
NRG Energy
NRG
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 45.83%
2 Materials 13.19%
3 Industrials 12.9%
4 Energy 7.66%
5 Real Estate 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPOP icon
1
Popular Inc
BPOP
$11B
$10.6M 9.96%
260,000
+5,000
+2% +$216K
SMBC icon
2
Southern Missouri Bancorp
SMBC
$862M
$9.62M 9.05%
270,958
– –
PROV icon
3
Provident Financial
PROV
$111M
$7.16M 6.74%
384,100
– –
WFC icon
4
Wells Fargo
WFC
$254B
$6.94M 6.53%
124,623
-8,277
-6% -$470K
AER icon
5
AerCap
AER
$23.4B
$6.33M 5.96%
137,723
– –
AIG icon
6
American International
AIG
$42.5B
$4.92M 4.62%
78,732
-11,268
-13% -$723K
AGI icon
7
Alamos Gold
AGI
$12B
$4.82M 4.53%
600,000
+100,000
+20% +$795K
MAG
8
DELISTED
MAG Silver
MAG
$4.37M 4.11%
332,900
-25,000
-7% -$354K
RLH
9
DELISTED
Red Lions Hotel Corporation
RLH
$4.28M 4.03%
607,617
– –
CNX icon
10
CNX Resources
CNX
$4.91B
$3.69M 3.47%
264,000
+36,000
+16% +$507K
REIS
11
DELISTED
Reis, Inc.
REIS
$2.94M 2.77%
164,482
+14,393
+10% +$280K
NSU
12
DELISTED
Nevsun Resources Ltd.
NSU
$2.5M 2.35%
977,800
+225,000
+30% +$651K
VXX
13
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$2.37M 2.23%
37,500
– –
FLY
14
DELISTED
Fly Leasing Limited
FLY
$2.29M 2.15%
174,350
+1,000
+0.6% +$13.7K
WBKC
15
DELISTED
Wolverine Bancorp, Inc.
WBKC
$2.04M 1.92%
62,700
-3,000
-5% -$98.2K
SDS icon
16
ProShares UltraShort S&P500
SDS
$435M
$2.02M 1.9%
1,500
+500
+50% +$698K
MAYS icon
17
J.W. Mays
MAYS
$78.6M
$1.78M 1.68%
44,939
– –
NSSC icon
18
Napco Security Technologies
NSSC
$1.3B
$1.75M 1.65%
344,204
-10,168
-3% -$47.3K
PNC icon
19
PNC Financial Services
PNC
$99.1B
$1.7M 1.59%
14,100
-36,400
-72% -$4.46M
NVTR
20
DELISTED
Nuvectra Corporation Common Stock
NVTR
$1.64M 1.54%
239,675
– –
WAYN
21
DELISTED
Wayne Savings Bancshares Inc
WAYN
$1.5M 1.41%
84,305
-9,700
-10% -$173K
LSXMK
22
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.39M 1.3%
46,946
– –
TZA icon
23
Direxion Daily Small Cap Bear 3x ETF
TZA
$257M
$1.35M 1.27%
188
– –
GST
24
DELISTED
Gastar Exploration Inc.
GST
$1.21M 1.14%
784,382
+145,618
+23% +$239K
MFNC
25
DELISTED
Mackinac Financial Corporation
MFNC
$1.19M 1.12%
86,583
– –
1
2 3

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UAML
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Raffles Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Raffles Associates held 55 positions worth $106M, down 12% from $121M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Raffles Associates withdrew a net $11.9M in Q1 2017, closing 4 positions and reducing 12 holdings. Its most notable exit was Mountain Province Diamonds Inc., an estimated $6.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, down from 47% a quarter earlier, followed by Materials and Industrials.

Against the trend, Raffles Associates opened a new position in ProShares Ultra VIX Short-Term Futures ETF worth $485K.

  • Raffles Associates's largest Q1 2017 buy was ProShares Ultra VIX Short-Term Futures ETF: 1 share worth $485K.
  • Raffles Associates added most to Alamos Gold in Q1 2017, an estimated $795K increase.
  • Raffles Associates's biggest Q1 2017 reduction was PNC Financial Services, cutting an estimated $4.46M.
  • Raffles Associates fully exited Mountain Province Diamonds Inc. in Q1 2017, selling an estimated $6.03M.
  • Raffles Associates's ten largest holdings make up 59% of its $106M portfolio in Q1 2017.
  • Raffles Associates opened 4 new positions and closed 4 in Q1 2017.
  • Raffles Associates's portfolio value fell 12% quarter-over-quarter to $106M.

Based on Raffles Associates's 13F filing for Q1 2017, filed 15 May 2017.