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Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
+1.19%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$104M
AUM Growth
-$3.62M
Cap. Flow
-$3.91M
Cap. Flow %
-3.75%
Top 10 Hldgs %
69.72%
Holding
57
New
15
Increased
8
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
PARAA
Paramount Global Class A
PARAA
+$5.06M
2
FBP icon
First Bancorp
FBP
+$3.69M
3
WBD icon
Warner Bros
WBD
+$3.24M
4
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$2.57M
5
JOB icon
GEE Group
JOB
+$1.86M

Top Sells

Rank Stock Value
1
GDP
Goodrich Petroleum Corporation Common Stock
GDP
+$16.2M
2
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$3.76M
3
PARA
Paramount Global Class B
PARA
+$3.27M
4
EXE
Expand Energy Corp
EXE
+$2.34M
5
NSSC icon
Napco Security Technologies
NSSC
+$956K

Sector Composition

Rank Sector Weight
1 Financials 63.96%
2 Communication Services 10.7%
3 Industrials 5.4%
4 Materials 5.23%
5 Healthcare 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPOP icon
1
Popular Inc
BPOP
$11B
$16.8M 16.11%
205,000
– –
EBC icon
2
Eastern Bankshares
EBC
$4.93B
$13.9M 13.29%
687,760
– –
SMBC icon
3
Southern Missouri Bancorp
SMBC
$855M
$12.1M 11.61%
232,292
– –
PARAA
4
DELISTED
Paramount Global Class A
PARAA
$6.01M 5.76%
180,000
+135,000
+300% +$5.06M
PROV icon
5
Provident Financial
PROV
$108M
$5.89M 5.64%
356,349
– –
JOB icon
6
GEE Group
JOB
$23.4M
$4.22M 4.05%
7,411,021
+3,911,021
+112% +$1.86M
AFBI icon
7
Affinity Bancshares
AFBI
$140M
$3.83M 3.67%
248,607
-462
-0.2% -$6.77K
FBP icon
8
First Bancorp
FBP
$4.4B
$3.69M 3.54%
+267,874
New +$3.69M
WMPN
9
DELISTED
William Penn Bancorporation Common Stock
WMPN
$3.26M 3.13%
270,000
– –
WBD icon
10
Warner Bros
WBD
$64.6B
$3.06M 2.93%
+130,000
New +$3.24M
OR icon
11
OR Royalties Inc
OR
$5.47B
$2.63M 2.52%
215,000
– –
VMD icon
12
Viemed Healthcare
VMD
$451M
$1.94M 1.86%
371,518
-30,000
-7% -$167K
UVXY icon
13
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$249M
$1.86M 1.79%
+600
New +$2.57M
SES icon
14
SES AI
SES
$186M
$1.86M 1.78%
186,846
+50,000
+37% +$509K
MAYS icon
15
J.W. Mays
MAYS
$78.6M
$1.8M 1.73%
44,439
– –
TURN
16
DELISTED
180 Degree Capital
TURN
$1.72M 1.65%
234,419
+7,555
+3% +$54.9K
MSOS icon
17
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
$1.66M 1.59%
65,000
+15,000
+30% +$414K
VABK icon
18
Virginia National Bankshares
VABK
$243M
$1.53M 1.46%
40,344
– –
LCTX icon
19
Lineage Cell Therapeutics
LCTX
$257M
$1.33M 1.28%
543,590
+450,000
+481% +$1.05M
BAC icon
20
Bank of America
BAC
$435B
$1.11M 1.07%
+25,000
New +$1.14M
MAG
21
DELISTED
MAG Silver
MAG
$1.1M 1.05%
+70,000
New +$1.23M
VOXX
22
DELISTED
VOXX International Corporation Class A
VOXX
$971K 0.93%
95,500
– –
LSXMA
23
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$909K 0.87%
24,332
– –
NSSC icon
24
Napco Security Technologies
NSSC
$1.28B
$835K 0.8%
33,424
-40,494
-55% -$956K
NECB icon
25
Northeast Community Bancorp
NECB
$368M
$723K 0.69%
65,000
– –
1
2 3

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Raffles Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Raffles Associates held 57 positions worth $104M, down 3.4% from $108M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Raffles Associates withdrew a net $3.91M in Q4 2021, closing 8 positions and reducing 4 holdings. Its most notable exit was Goodrich Petroleum Corporation Common Stock, an estimated $16.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 55% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Raffles Associates opened a new position in First Bancorp worth $3.69M.

  • Raffles Associates's largest Q4 2021 buy was First Bancorp: 267,874 shares worth $3.69M.
  • Raffles Associates added most to Paramount Global Class A in Q4 2021, an estimated $5.06M increase.
  • Raffles Associates's biggest Q4 2021 reduction was Paramount Global Class B, cutting an estimated $3.27M.
  • Raffles Associates fully exited Goodrich Petroleum Corporation Common Stock in Q4 2021, selling an estimated $16.2M.
  • Raffles Associates's ten largest holdings make up 70% of its $104M portfolio in Q4 2021.
  • Raffles Associates opened 15 new positions and closed 8 in Q4 2021.
  • Raffles Associates's portfolio value fell 3.4% quarter-over-quarter to $104M.

Based on Raffles Associates's 13F filing for Q4 2021, filed 15 Feb 2022.